The U.S. Department of the Treasury’s Community Development Financial Institutions Fund released an updated Community Development Financial Institution (CDFI) Certification Application (Application).
This updated...more
3/7/2024
/ Applications ,
CDFI Fund ,
Certifications ,
Community Development Financial Institution (CDFI) ,
Compensation ,
Compliance ,
Consumer Financial Protection Bureau (CFPB) ,
Data Collection ,
Loans ,
Mortgage-Backed Securities ,
Transparency ,
U.S. Treasury
Overview -
The U.S. Securities and Exchange Commission, by a vote of three-to-one, proposed for public comment on May 25, 2022, amendments to the rule governing naming conventions of funds1 subject to the U.S. Investment...more
On May 25, 2022, the U.S. Securities and Exchange Commission, by a vote of three-to-one, proposed for public comment amendments to a current rule governing fund naming conventions – which would cover certain funds that...more
6/1/2022
/ Climate Change ,
Comment Period ,
Corporate Social Responsibility ,
Disclosure Requirements ,
Environmental Social & Governance (ESG) ,
Investment ,
Public Comment ,
Publicly-Traded Companies ,
Regulatory Agenda ,
Regulatory Reform ,
Securities and Exchange Commission (SEC) ,
Securities Regulation
Asset managers across geographies and asset classes are increasingly incorporating environmental, social and governance (“ESG”) considerations at all levels of the investment management business. Increased focus on ESG has...more
Community Development Financial Institution (CDFI) certification is awarded to “community-based organizations that seek to expand economic opportunity in low-income communities and provide financial products and services to...more
10/9/2020
/ Capital Requirements ,
Certifications ,
Community Development ,
Community Development Financial Institution (CDFI) ,
Community Reinvestment Act ,
Financial Institutions ,
Fund Managers ,
Investment Opportunities ,
Loans ,
Venture Capital ,
Volcker Rule
In recent years environmental, social and governance ("ESG") factors have become a key discussion point within asset management, with many managers now incorporating ESG considerations within their investment processes. One...more
12/18/2019
/ Asset Management ,
Diversity ,
Environmental Social & Governance (ESG) ,
Equal Employment Opportunity Commission (EEOC) ,
Financial Conduct Authority (FCA) ,
Fund Managers ,
HM Treasury ,
Investment Companies ,
Investors ,
Portfolio Companies ,
Sustainable Development Goals (SDGs) ,
United Nations
The Securities and Exchange Commission has announced the adoption of an amendment, as proposed, to the “single issuer exemption” for broker-dealers provided by Rule 17a-5 under the Securities Exchange Act of 1934.1 The...more