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Thomas Fox - Compliance Evangelist

31 Days to Effective Compliance Program: Day 15 - Monitoring and Improving Internal Controls

Welcome to 31 Days to a More Effective Compliance Program. Over this 31-day series in January 2026, Tom Fox will post a key component of a best-practice compliance program each day. By the end of January, you will have enough...more

Thomas Fox - Compliance Evangelist

AI Today in 5: January 15, 2026, The AI for IA Edition

Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the AI Today In...more

Thomas Fox - Compliance Evangelist

FCPA Compliance Report: The Role of AI and Data Analytics in Compliance: Preview of The Leading Edge with Roxanne Bras Petraeus...

Today, we have a special edition of the FCPA Compliance Report, previewing speakers and presentations at the upcoming Compliance Week event, The Leading Edge: Applying AI and Data Analytics in E&C, to be held at The Westin...more

Goodwin

2026 HSR Thresholds Announced: $133.9 million

Goodwin on

As required by the HSR Act, on January 14, 2026, the U.S. Federal Trade Commission (“FTC”) released its annual adjustments to the reporting thresholds and filing fees. The key number to remember is now $133.9 million. ...more

Winstead PC

SEC’s Division of Corporate Finance: 506(c) Interpretative Guidance

Winstead PC on

Under Regulation D Rule 506(c) of the Securities Act of 1933, private funds may generally solicit and advertise their offerings, but all purchasers must be verified as accredited investors before being allowed to invest. ...more

DLA Piper

Hong Kong Insurance Authority Issues Revised Guideline on Governance and Management of Fund(s) of Participating Business

DLA Piper on

On 19 September 2025, the Hong Kong Insurance Authority (Insurance Authority) issued a revised Guideline 34 on Governance and Management of Fund(s) of Participating Business (GL34), setting out expectations for sound and...more

Falcon Rappaport & Berkman LLP

Responsible AI Adoption: Policies, Training, and Practical First Steps

If your organization is still “waiting to see what happens” with AI, you are not alone. The important thing to remember is that it’s never too late to start thoughtfully engaging with AI, and even small, well-guided steps can...more

Levenfeld Pearlstein, LLC

Independent Sponsor Series: Nicolò Vergani of V&A Capital Discusses Investment Strategy and the Middle Market M&A Outlook

To help businesses, investors, and deal professionals better understand the evolving independent sponsor landscape, Robert Connolly – a partner in LP’s Corporate Practice Group and leader of LP’s Independent Sponsor team –...more

Thomas Fox - Compliance Evangelist

Daily Compliance News: January 15, 2026, The Do You Need a Second CCO Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more

Mandelbaum Barrett PC

Why Every Family Business Needs a Succession Plan (Even If You’re Not Ready to Retire)

Mandelbaum Barrett PC on

For many family-owned businesses, the future is built on relationships, trust, and shared history. But when it comes to succession planning, even the most tightly knit families often delay the conversation. As corporate...more

Copo Strategies + Law Firm Editorial Service

The Only Two Thought Leadership-Related New Year’s Resolutions That Matter

There are only two New Year’s resolutions you need to worry about if you want to be seen as a thought leader in the New Year. A funny thing happens at the end of every year....more

Baker Donelson

Women in Entrepreneurship: Clarity to Execution

Baker Donelson on

From guiding CEOs through tough choices to helping mission-driven businesses scale, we sat down with two women entrepreneurs from Baker Donelson's Light of Baltimore Incubator....more

Orrick, Herrington & Sutcliffe LLP

Risk and Reward: How Starting Your Business as an LLC Could Impact QSBS Tax Savings (UPDATE)

As a founder, deciding whether to organize your business as a corporation or a limited liability company (LLC) is a crucial first step. Corporations are often favored for their ability to attract venture capital and offer...more

Goodwin

The New Playbook for Competitive Life Sciences M&A - How Buyers Can Differentiate Beyond Price Through Structure and Strategy

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The life sciences M&A market is reemerging in 2026 as a competitive arena for strategic buyers, after several years of subdued activity. ...more

Hogan Lovells

Foreign private issuer directors and officers now subject to Exchange Act Section 16(a)

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On December 18, 2025, President Trump signed into law the Holding Foreign Insiders Accountable Act (the Act), which amends Section 16(a) of the Securities Exchange Act of 1934 to require directors and officers of publicly...more

The Volkov Law Group

Corporate Compliance and the Steady-State: Focus on Ethics and Values

The Volkov Law Group on

Welcome to 2026, a 10/1 year in numerology (if you are into it). Wherever you might be on the political spectrum, we can all agree that there is a lot happening, and there has been some significant changes....more

McDermott Will & Schulte

New employment law trend: Restrictions on stay-or-pay provisions in employment agreements

California and New York recently enacted legislation aimed at prohibiting certain contract terms that impose financial obligations on workers if their work relationship terminates....more

Ary Rosenbaum - The Rosenbaum Law Firm P.C.

Full Circle in the Waiting Room

I sat in the doctor’s office recently because my daughter needed a physical exam for college — one of those “where did the time go?” moments that reminds you life keeps moving whether you’re ready or not. As I looked around...more

Cooley LLP

The SEC (Broadly) Solicits Comment on the Entirety of Regulation S-K

Cooley LLP on

Yesterday, SEC Chairman Paul Atkins issued this statement soliciting comments on the entirety of Regulation S-K, “with the goal of revising the requirements to focus on eliciting disclosure of material information and avoid...more

Rivkin Radler LLP

The Corporate Transparency Act: What Was Mostly Dead May Be Recovering?

Rivkin Radler LLP on

Near Death Experience - Stick a fork in it. It’s kaput. At least that’s what many of us thought; and, for all intents and purposes, it was. However, like a scene from a bad zombie movie, the corpse-like Corporate...more

Goodwin

Life Sciences Capital Markets: Preparing for Your 2026 IPO

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The life sciences industry is poised for an upswing in initial public offering (IPO) activity in 2026, supported by a large IPO backlog, the strong performance of biotech market indices, and positive capital markets signals...more

Fenwick & West LLP

Closing the Gaps: IP Strategies for Biotechs Ahead of Fundraising or Partnering

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As early-stage life sciences companies prepare for their next financing or partnership, intellectual property due diligence is often the first, and most consequential, checkpoint. ...more

Goodwin

SEC Chairman Announces Comprehensive Review of Regulation S-K

Goodwin on

On January 13, 2026, the SEC announced a significant initiative to reform Regulation S-K. In a statement issued by SEC Chairman Paul S. Atkins, Chairman Atkins observed that Regulation S-K has expanded dramatically since its...more

Hogan Lovells

UK Competition Litigation Quarterly Update: Q4 2025

Hogan Lovells on

As 2025 has now drawn to a close, it's a Happy New Year from us and a look at the key developments in competition litigation during the last quarter. It was a busy end to the year. ...more

Thomas Fox - Compliance Evangelist

31 Days to a More Effective Compliance Program: Day 14 - Internal Controls

Welcome to 31 Days to a More Effective Compliance Program. Over this 31-day series in January 2026, Tom Fox will post a key component of a best-practice compliance program each day. By the end of January, you will have enough...more

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