AI Today in 5: February 17, 2026, The Measurable Gains Edition
Innovation in Compliance: Navigating AI: Governance, Risk with Some Culture Thrown In with Matt Kunkel
Daily Compliance News: February 17, 2026, The All FT Edition
AI Today in 5: February 16, 2026, The Doom Loop Edition
FCPA Compliance Report: Navigating Compliance in 2026: Trends and Transformations
Daily Compliance News: February 16, 2026, The Never Forget Blankee(t) Edition
Sunday Book Review: February 15, 2026, The Top Books on Business Failures Edition
AI Today in 5: February 13, 2026, They Try to Hack Gemini Edition
2 Gurus Talk Compliance - Episode 70 - The Ethics Edition
Daily Compliance News: February 13, 2026, The Social Law and Corruption Edition
Latham in Focus: Understanding the America First Investment Policy
AI Today in 5: February 12, 2026, The AI to the Moon Edition
Daily Compliance News: February 12, 2026, The Social Media Addiction Edition
Great Women in Compliance: Why Decision Rubrics Matter in the Age of AI with Hemma Lomax and Shalini Rajoo
AI Today in 5: February 11, 2026, The Hits and Misses Edition
Daily Compliance News: February 11, 2026, The US Plummets on the TI-CPI Edition
Compliance into the Weeds: NPAs, Escalation and Ethics in Competing
Trading, Gambling, or Something Else? Prediction Markets and the Payments Puzzle — Regulatory Oversight Podcast
AI Today in 5: February 10, 2026, The AI Redefining GRC Edition
Podcast - Victories and "Losses" in the Courtroom
On December 18, 2025, President Trump signed into law the Holding Foreign Insiders Accountable Act (“HFIAA”), making officers and directors of foreign private issuers (“FPIs”) subject to public reporting of holdings of, and...more
Banks, Crypto Companies and DeFi Platforms Announce New Crypto Products - A major U.S. blockchain solution provider, Ripple, recently announced “a series of strategic collaborations that expand the capabilities of Ripple...more
Conflicts of interest are not abstract compliance niceties. They are serious risks to integrity that, if left unidentified or unmitigated, can erode employee trust, compromise decision-making, and expose organizations to...more
If you’ve been reading this blog on a regular basis, you know that the SEC – including Corp Fin – has has been very active over the past year announcing a number of rulemaking and initiatives to come....more
This edition of the Bermuda Public Companies Update summarises significant transactions involving Bermuda companies listed on the New York Stock Exchange (NYSE) and Nasdaq in the second half of 2025....more
Earlier this year, the Securities and Exchange Commission (SEC) charged Archer-Daniels-Midland Company (ADM) and three of its former executives with accounting and disclosure fraud, in what has become one of the most...more
On 12 February 2026, the European Banking Authority (“EBA”) issued an Opinion advising national competent authorities (“NCAs”) on actions to take once the transition period set in the EBA No Action Letter of 2 June 2025...more
Judge Margaret Ryan, the newly-appointed director of the Enforcement Division of the Securities and Exchange Commission (SEC) gave her first public remarks this week. Given the “new day” dawning at the SEC, many have been...more
On February 5, 2026, Judge Victor Marrero of the United States District Court for the Southern District of New York dismissed a putative class action asserting claims under Sections 11 and 12(a)(2) of the Securities Act of...more
Everyone wants to know what tomorrow will bring, and FINRA has proposed amendments to Rule 2210 (Proposed Amendments) that would give broker-dealers more flexibility to communicate exactly that – at least as it relates to...more
Bribery and corruption are illegal. What does that mean in practice? Various countries have enacted laws to combat corruption, including India’s Prevention of Corruption Act, the UK Bribery Act of 2010, and the Canadian...more
Welcome to Goodwin’s Public Company Advisory Practice News Roundup, which highlights the latest developments in SEC and stock exchange regulatory activity, corporate governance and other topics relevant to public company...more
On January 7, 2026, the SEC proposed amendments to the rules that define which registered investment companies and business development companies (funds) and investment advisers qualify as “small entities” for purposes of the...more
The UK's Financial Conduct Authority (“FCA”) has published the first issue of a regular bulletin covering insights and themes from its current Enforcement work....more
The International Organization of Securities Commissions (IOSCO) has published its 2026 work programme , setting out its five strategic priorities for the year: • Strengthening financial resilience and market...more
Certain payments constituting income require the payor to prepare, furnish, and file certain information statements and returns, both to the payee and to IRS, even when the payor is not the taxpayer whose income is being...more
Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the AI Today In...more
Technology continues to shape the way investors interact with their assets. With the rise of neobrokers like Robinhood and WealthSimple, younger investors prefer direct, real-time and comprehensive access to their...more
The European Commission (EC) has launched a call for evidence and consultation seeking views on its planned evaluation and potential review of the Shareholder Rights Directive (Directive 2007/36/EC, as amended by Directive...more
Innovation spans many areas, and compliance professionals need not only to be ready for it but also to embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the...more
FINRA has issued Regulatory Notice 26 03, providing updated and consolidated guidance on the use of negative consent to effect the bulk transfer or assignment of customer accounts between broker dealers. This new guidance is...more
Following the recent Privy Council decision in Jardine Strategic Ltd v Oasis Investments II Master Fund Ltd [2025] UKPC 34 (Jardine), the following key takeaways should be observed: Following the decision in Jardine, it...more
Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more
On January 22, 2026, FINRA filed a proposed rule change with the SEC to adopt FINRA Rule 3290, which would replace existing FINRA rules on outside business activities (OBAs) and private securities transactions (PSTs)....more
Umbrella fund structures in the Cayman Islands are commonly established either as an exempted company (“EC”) or as a segregated portfolio company (“SPC”)....more
