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Sullivan & Worcester

SEC Proposes Optional Semiannual Interim Reporting Framework

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On May 5, 2026, the Securities and Exchange Commission (SEC) proposed amendments to the rules and forms governing periodic filing requirements for public companies that would allow companies to file one semiannual Form 10-S...more

Cooley LLP

The SEC’s Semiannual Reporting Proposal: Fare Thee Well Quarterly Reporting?

Cooley LLP on

On May 5, 2026, the Securities and Exchange Commission (SEC) proposed rule and form amendments that would allow companies reporting under the Securities Exchange Act of 1934, as amended (Exchange Act), the option to file...more

Ropes & Gray LLP

Ropes & Gray’s Investment Management Update March – April 2026

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Section 205(a)(1) of the Advisers Act generally prohibits an investment adviser from entering into an investment advisory contract that charges a performance-based fee – i.e., compensation to the adviser based on a share of...more

Fried Frank

SEC Proposes Optional Semiannual Reporting for Public Companies

Fried Frank on

On May 5, 2026, the Securities and Exchange Commission (the “SEC”) proposed rule and form amendments that would give public companies the option of filing semiannual reports on new Form 10-S in lieu of quarterly reports on...more

Cooley LLP

The SEC’s Semiannual Reporting Proposal: Open Questions & Practice Pointers

Cooley LLP on

After the SEC posted its proposing release for its semiannual reporting proposal last week, it posted this 3-minute video about the proposal. And here’s an excerpt from this Cooley Alert penned by Brad Goldberg, Beth Sasfai,...more

Baker Botts L.L.P.

SEC Proposes Optional Semiannual Reporting

Baker Botts L.L.P. on

On May 5, 2026, the Securities and Exchange Commission (the “SEC”) proposed rule and form amendments that would grant public companies the option to file interim reports semiannually rather than quarterly....more

Greenberg Glusker LLP

Federal Climate Disclosure is Fading, But the Obligations Are Not

Greenberg Glusker LLP on

The Securities and Exchange Commission (SEC) has formally initiated the process of withdrawing its 2024 climate-risk disclosure regulation (“The Enhancement and Standardization of Climate-Related Disclosures for Investors,”...more

Lowenstein Sandler LLP

SEC Proposes To Ease Reporting Burden for Public Companies With Semiannual Reporting

Lowenstein Sandler LLP on

On May 5, 2026, the Securities and Exchange Commission (SEC) proposed rule and form amendments that would give companies the option to file semiannual reports on new Form 10-S rather than quarterly reports on Form 10-Q to...more

Venable LLP

SEC Proposes Optional Semiannual Reporting for Public Companies

Venable LLP on

On May 5, 2026, the Securities and Exchange Commission proposed amendments that would permit companies currently required to file quarterly reports on Form 10-Q to elect semiannual interim reporting on a new Form 10-S. ...more

Woods Rogers

Common Capital-Raising Mistakes That Trip Up Real Estate Sponsors

Woods Rogers on

Raising equity is a core component of nearly every commercial real estate project, but it also introduces legal considerations that sponsors sometimes underestimate. Once outside investors are involved, a transaction is no...more

Thomas Fox - Compliance Evangelist

The PFBCon Podcast: AI Audio Enhancement Without the Robotic Mess: Keep Your Podcast Warm, Clear, and Human with Audra Casino

The PFBCon episode focuses on how podcast audio quality is being compromised by overreliance on one-click AI enhancements and transcript-based editing, and on how to use these tools without losing warmth, emotion, and...more

Dorsey & Whitney LLP

SEC Proposes Optional Semiannual Reporting for Public Companies Through New Form 10-S

Dorsey & Whitney LLP on

On May 5, 2026, the Securities and Exchange Commission (“SEC”) proposed a significant change to the Exchange Act periodic reporting framework that would allow U.S. domestic reporting companies to elect semiannual interim...more

Paul Hastings LLP

Senate Banking to Vote on Market Structure Bill, Federal Court Issues Holding in Event Contracts Case, Fed Governor Addresses...

Paul Hastings LLP on

Sens. Thom Tillis (R-NC) and Angela Alsobrooks (D-MD) reportedly reached a compromise aimed at resolving a standoff between the crypto industry and banking groups over whether digital asset exchanges should be permitted to...more

Jones Day

Inside Information in Protracted Processes: Supplement to EU Market Abuse Regulation Provides Additional Clarity

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On April 8, 2026, the European Commission ("EC") adopted a delegated regulation in draft form that supplements Regulation (EU) No 596/2014, also known as the Market Abuse Regulation ("MAR"). This supplement ("Delegated...more

StoneTurn

FAQs on the SEC’s Semiannual Reporting Proposal: Investors and Issuers Lens

StoneTurn on

On May 5, the SEC released a proposed rule that would give public companies the option to file a semiannual interim report instead of three quarterly reports. The primary trade-off arising from reduced frequency of mandatory...more

Blake, Cassels & Graydon LLP

Quebec’s AMF Draft Regulations: Toward Stronger Governance Oversight for Registrants and Their Responsible Officer

On April 9, 2026, Quebec’s financial markets regulator, the Autorité des marchés financiers (AMF), published draft regulations (Draft Regulations) pursuant to the Act respecting the distribution of financial products and...more

ArentFox Schiff

Investigations Newsletter: Cybersecurity Failures and Liability for Health Care Organizations: A New Enforcement Frontier

ArentFox Schiff on

Cybersecurity Failures and Liability for Health Care Organizations: A New Enforcement Frontier - False Claims Act (FCA) investigations and litigation attorneys Jacques Smith, Pat Naples, and John Keblish authored a piece...more

Walkers

Bermuda - The offshore hub for prediction markets

Walkers on

Bermuda has taken early steps among offshore markets to regulate and license a crypto-based prediction market. The rise of prediction markets is inevitable, obtaining clarity over the regulatory treatment of the event...more

Fenwick & West LLP

SEC Proposal Would Permit Optional Semiannual Reporting on New Form 10‑S and Simplify Financial Statement ‘Staleness’ Rules

Fenwick & West LLP on

On May 5, 2026, the U.S. Securities and Exchange Commission (SEC) proposed rule and form amendments that would allow SEC reporting companies to file interim reports on a semiannual basis on new Form 10‑S in lieu of quarterly...more

Thomas Fox - Compliance Evangelist

AI Today in 5: May 12, 2026, The RegTech as Infrastructure Edition

Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to AI Today In 5....more

Ary Rosenbaum - The Rosenbaum Law Firm P.C.

Your Participants Aren’t Stupid—They’re Being Targeted

There’s a dangerous assumption in the retirement plan world: that people who fall for scams somehow weren’t paying attention. That they should have known better....more

Blake, Cassels & Graydon LLP

2026 Spring Economic Update: Key Impacts on Canada’s Financial Sector

Introduction - On April 28, 2026, the federal government released the 2026 Spring Economic Update, followed by the tabling of Bill C-30, the Spring Economic Update 2026 Implementation Act. Together, they introduce several...more

Eversheds Sutherland (US) LLP

SBA program changes: accelerated debenture poolings, new forms and revised investment restrictions

The US Small Business Administration (SBA) recently announced several updates to the small business investment company (SBIC) program designed to provide greater operational flexibility for licensees and improve the...more

A&O Shearman

ECON draft report on SFDR 2.0

A&O Shearman on

The European Parliament's (EP) Committee on Economic and Monetary Affairs (ECON) has published a draft report (dated 28 April) on the European Commission's proposal for a Regulation amending the Sustainable Finance Disclosure...more

K&L Gates LLP

SEC Proposes Optional Semiannual Reporting Regime for Public Companies

K&L Gates LLP on

On 5 May 2026, the United States Securities and Exchange Commission (SEC) proposed rule and form amendments that would allow public companies to elect to file semiannual reports on a new Form 10-S rather than quarterly...more

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