AI Today in 5: March 12, 2026, The Attorneys and AI Edition
Daily Compliance News: March 12, 2026, The All Corruption Edition
AI Today in 5: March 11, 2026, The AI Compliance is a People Risk Edition
Great Women in Compliance: Reflections on Investigations, Culture and the Future
Compliance into the Weeds: Carrots and Sticks in Washington: Antitrust Whistleblowers and an FCPA SOL Extension
Daily Compliance News: March 11, 2026, The Takes a Bite Edition
The PFBCon Podcast: From Mic to Millions: AI-Powered Sponsorship, Licensing & Equity Strategies for Podcasters
AI Today in 5: March 10, 2026, The Good, The Bad and The Ugly Edition
Innovation in Compliance: Jim Massey on Risk in Action
Turning Point for Digital Assets: 2025 Year in Review and What Comes Next — The Crypto Exchange Podcast
Daily Compliance News: March 10, 2026, The More ABC Laws Edition
AI Today in 5: March 9, 2026, The Dr. AI is In Edition
FCPA Compliance Report: Highlights from SCCE Europe with Gerry Zack
Daily Compliance News: March 9, 2026, The Death Carve Out for Betting Edition
Sunday Book Review: March 8, 2026, The Top Books on the End of the World Edition
AI Today in 5: March 6, 2026, The Captain Nemo Edition
Creativity and Compliance: Captain Compliance: Humor, Characters, and Creative Training at Premera Blue Cross
Daily Compliance News: March 6, 2026, The Does ChatGPT Practice Law Edition
Daily Compliance News: March 5, 2026, The DOJ and State Bars Edition
Great Women in Compliance: Resilience is a Muscle You Can Build
Prediction markets now offer contracts tied directly to public company events—including stock price movements, earnings call language, regulatory outcomes, corporate announcements, and management decisions. These contracts...more
On February 24, the US Securities and Exchange Commission’s (SEC) Division of Enforcement published a revised Enforcement Manual, replacing the version that had been in effect since November 2017....more
Welcome to the FinReg Monthly Update, a regular bulletin highlighting the latest developments in UK, EU and U.S. financial services regulation....more
Welcome to our EU crypto update - a roundup of key Irish and EU legislative and regulatory developments shaping the crypto-asset sector....more
On 26 February 2026, the Central Bank of Ireland (the Central Bank) published its annual Regulatory and Supervisory Outlook Report 2026 (RSO) setting out the Central Bank’s perspective on the key trends and risks facing the...more
On March 6, 2026, the Division of Corporation Finance at the Securities and Exchange Commission (SEC) issued new and updated Compliance and Disclosure Interpretations (CDIs) for private and foreign companies issuing equity...more
What happens when two top compliance commentators get together? They talk compliance, of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week’s...more
Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more
The Holding Foreign Insiders Accountable Act ("HFIAA"), which becomes effective on March 18, 2026, removes the historically available exemption from the reporting requirements of Section 16(a) of the Exchange Act ("Section...more
In back-to-back speeches at the Futures Industry Association conference, Commodity Futures Trading Commission Chair Selig and Securities and Exchange Commission Chair Atkins set out their views regarding facilitating...more
On March 6, 2026, the Securities and Exchange Commission’s Division of Corporation Finance published another series of updated and new Compliance and Disclosure Interpretations (“CDIs”), this time focusing on portions of...more
he Bank of England (BoE) has published a consultation paper proposing a new statement of policy (SoP) that will establish the BoE's approach to using its permissions and requirements powers to facilitate a discretionary...more
In this episode of the Above Board podcast, hosts Scott Lesmes and Haima Marlier are joined by Morrison Foerster Securities Litigation partners Jamie Levitt and Ryan Keats to discuss what public companies can expect in...more
The UK Financial Conduct Authority (FCA) has published its regulatory priorities report for the consumer investments sector, setting out key priorities for the year ahead. The report is for advisers, wealth managers,...more
Each week for the next 10 weeks, we will publish an installment of our Red Flags Everywhere! series, highlighting key risk areas that public companies and their board of directors should keep top of mind. This series...more
In the preliminary proxy statement for its 2026 annual meeting of shareholders, Exxon Mobil Corp (“Exxon”) proposes that shareholders approve a plan to reincorporate the company in Texas, which would end its 144-year legal...more
As the family office principal, you likely do not live in the weeds of fund documents. However, you do need clarity on the handful of issues that most directly affect your wealth, influence, and legacy....more
Small Business Investment Company (SBIC) funds play an increasingly prominent role in middle‑market private equity transactions. As deal structures evolve and market conditions place a premium on certainty of closing, SBICs...more
Consider whether extension rights are reasonable. Is it possible to tie any extension of the fund term to a reduced management fee, or require that a near-term exit plan for remaining assets be delivered to investors if the...more
One early 2025 survey reported that about a third of family offices intended to increase their allocations to private credit during 2025 and 2026 – the highest among alternative asset classes....more
The PCAOB finalized 37 enforcement actions (Total Actions) during 2025—a decrease of 27% from 2024 and the lowest number since 2021. Actions involving the performance of an audit (Auditing Actions) totaled 33, an 18% decrease...more
On March 5, 2026, the Securities and Exchange Commission (SEC) issued an order exercising its authority under Section 16(a)(5) of the Exchange Act – added by the Holding Foreign Insiders Accountable Act (HFIA Act) – which...more
Family offices may from time to time be presented with opportunities to invest in venture capital funds. Although venture capital and private equity funds traditionally share the same broad closed-end fund architecture, they...more
For sophisticated investors, including family office principals and executives, investing in private funds requires more than a red flag review of the governing agreement and a completed subscription agreement....more
In this issue of our monthly Securities Enforcement Roundup, we highlight top securities enforcement developments from February 2026. As covered in our recent LawFlash, on February 24, 2026, the SEC announced that it had...more
