AI Today in 5: June 9, 2026, The OpenAI Files to go Public Edition
Innovation in Compliance: Rethinking SpeakUp: UX, Trust, and AI in Whistleblowing and Investigations with Tim Morss
Daily Compliance News: June 9, 2026, The Big Bang Edition
AI Today in 5: June 8, 2026, The 4 Harsh Realities Edition
FCPA Compliance Report: Leading with Invitation: Communications, Leadership, and Compliance with Dr. Dennis Cummins
Daily Compliance News: June 8, 2026, The Manipulative Creep Edition
Sunday Book Review: June 7, 2026, The Top Books Ursula Le Guin Edition
Episode 422 -- Adani OFAC Settlement and Red Flag Lessons Learned
AI in Healthcare: Five Healthcare AI Stories You Need to Know This Week - June 5, 2026
AI in Financial Services in 5 Stories - Week Ending June 5, 2026
Daily Compliance News: June 5, 2026, The Profit Disgorgement Edition
AI Today in 5: June 4, 2026, The Circular Bet Edition
Daily Compliance News: June 4, 2026, The Fighting Tariff Refunds Edition
AI Today in 5: June 3, 2026, The From No Control to Total Control Edition
Great Women in Compliance: Wildly Effective, 10 Years Later
Compliance into the Weeds: Why the Compliance Job Market Feels Frozen
Daily Compliance News: June 3, 2026, The Rubicon of Corruption is Crossed Edition
AI Today in 5: June 2, 2026, The Exposing Yourself Edition
Daily Compliance News: June 2, 2026, The Big Trouble Down Under Edition
FCPA Compliance Report: Matt Ellis on Cartels, FTO Risk, and Corporate Compliance in Latin America
Event contracts — the term for what prediction markets offer — are not new. The Commodity Futures Trading Commission (CFTC) has regulated trading of event contracts, such as weather contracts, for decades....more
On April 20, 2026, the Securities and Exchange Commission (the “SEC”) and Commodity Futures Trading Commission (the “CFTC”, and together with the SEC, the “Commissions”) issued a release proposing amendments to Form PF (the...more
On June 4, 2026, a unanimous Supreme Court ruled in Sripetch v. SEC, 608 U.S. _ (2026) that the Securities and Exchange Commission (the “SEC”) can seek disgorgement from a respondent who violates the federal securities laws...more
Welcome to a revamped Everything Compliance Shout Outs and Rants. We have a new host, Adam Turteltaub, and a new panelist, Rebecca Walker, who joins returning regulars Matt Kelly, Jonathan Armstrong, and Karen Moore for the...more
With the rise of prediction markets, there is a danger that insiders may abuse their access to information for profit in new ways. Companies may want to revise their codes of conduct and other policies covering the...more
Here are 12 key takeaways from my interview with SEC General Counsel Rusty McGranahan that I blogged about last week: Be Bold and Creative: Rusty repeatedly encouraged companies and lawyers to actively consider the new...more
On April 23, 2026, the U.S. Department of Justice (“DOJ”) and Commodity Futures Trading Commission (“CFTC”) announced separate enforcement actions against an active-duty member of the U.S. Army, alleging that the soldier...more
On May 19, 2026, the Commodity Futures Trading Commission (“CFTC”) published a staff advisory letter to the Division of Enforcement which outlined a new policy for evaluating a party’s cooperation with the agency and...more
Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to AI Today In 5....more
A trend with the potential to reshape capital markets is asset automation. By this, we mean the coding of operational and business rules and processes directly into financial assets. Let’s start with an example. Take a...more
On May 18, 2026, the Securities and Exchange Commission (“SEC”) rescinded a long-standing policy that prohibited defendants in enforcement settlements with the SEC from publicly denying the allegations brought against them,...more
On May 22, 2026, House Committee on Oversight and Government Reform (“Committee”) Chairman James Comer opened an investigation into how users of prediction market platforms potentially are using nonpublic information to...more
Companies operating employee equity incentive arrangements in the UK, including companies incorporated or registered outside of the UK, are mandated to file an online annual return with HM Revenue & Customs (HMRC) no later...more
The forthcoming SpaceX initial public offering presents an unusual opportunity to examine an underexplored corner of insurance law. Under Texas law, which governs as the jurisdiction of Elon Musk’s domicile, every investor...more
Innovation comes in many areas, and compliance professionals need to not only be ready for it but also embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the...more
The Supreme Court's decision in Sripetch v. SEC is formally a Securities and Exchange Commission ("SEC") case, but its reasoning has direct significance for the Federal Energy Regulatory Commission's ("FERC") enforcement...more
Amid recent high-profile incidents of suspicious activity on prediction markets, as well as pressure from Congress, the CFTC has signaled in unmistakable terms that prediction markets are squarely within its enforcement...more
On May 29, 2026, Judge Edward S. Kiel of the United States District Cout for the District of New Jersey dismissed with prejudice a putative securities class action against a telecommunications provider (the “Company”) and...more
On June 4, 2026, in Sripetch v. Securities and Exchange Commission, the United States Supreme Court unanimously held that a showing of pecuniary loss to investors is not required before the US Securities and Exchange...more
On June 4, 2026, the Supreme Court issued a unanimous decision in Sripetch v. SEC, holding that the U.S. Securities and Exchange Commission does not need to prove that investors suffered pecuniary loss in order to obtain...more
On April 21, 2026, Judge Susan Illston of the United States District Court for the Northern District of California denied class certification in a putative class action brought under the Securities Exchange Act of 1934 (the...more
On June 4, 2026, in a unanimous opinion, the U.S. Supreme Court ruled that the U.S. Securities and Exchange Commission (“SEC”) could continue to seek to disgorge any ill-gotten gains from defendants in enforcement actions,...more
Building a successful high-growth startup requires more than just a strong business idea. As venture markets evolve and fundraising timelines shorten, companies with solid legal, governance, and financing foundations will be...more
In the absence of digital asset market structure legislation, the Commodity Futures Trading Commission (CFTC) and Securities and Exchange Commission (SEC) are developing the regulatory framework for digital asset markets in...more
On May 28, 2026, the United States Court of Appeals for the Second Circuit affirmed the dismissal of a putative class action asserting claims under the Securities Exchange Act against a clothing retailer and certain of its...more
