Trading, Gambling, or Something Else? Prediction Markets and the Payments Puzzle — Regulatory Oversight Podcast
AI Today in 5: February 10, 2026, The AI Redefining GRC Edition
Innovation in Compliance: Proactive Compliance Frameworks for Evolving AI Regulations with Yakir Golan
Daily Compliance News: February 10, 2026, The Athletes, Injuries and Ethics Edition
AI Today in 5: February 9, 2026, The AI Agents Doing Compliance Edition
FCPA Compliance Report: FCPA Enforcement Shifts: Volatility and Uncertainty
Daily Compliance News: February 9, 2026, The Is Netflix a Monopoly Edition
Sunday Book Review: February 8, 2026, The Books on Creativity Edition
AI Today in 5: February 6, 2026, The Trillion $$ Wipeout Edition
From the Editor’s Desk: CW AI Conference Insights: Navigating the Practical Use of AI in Compliance
Daily Compliance News: February 6, 2026, The Chief BS Officer Edition
AI Today in 5: February 5, 2026, The Google Goes for the Jugular Edition
Daily Compliance News: February 5, 2026, This Job Sucks Edition
Great Women in Compliance: GWIC 300 - The GWICies
AI Today in 5: February 4, 2026, The SaaSpocalypse Edition
Compliance into the Weeds: The Reality of AI Adoption in Corporate Compliance
Daily Compliance News: February 4, 2026, The Trump Shakesdown Japan Edition
Innovation in Compliance: Insights on FCPA and Anti-Corruption Enforcement Trends with Anik Shah
AI Today in 5: February 3, 2026, The AI Undergrad Degree Edition
Daily Compliance News: February 3, 2026, The Pizza Hut and Compliance Edition
Early-stage startup financings have long reflected a tension between transactional efficiency and legal precision. Instruments such as convertible notes and SAFEs were developed to reduce cost and execution time at the seed...more
In this article, we offer an overview of the evolving landscape – covering last year's drivers for activism (from M&A, capital allocation and governance, to the changing role of ESG) as well as institutional investors. With...more
Loeb sent its largest team yet to the 2026 Fund Finance Association's (FFA's) annual conference, and we weren't alone, as the 3000+ attendees set a new record in the conference's 15th edition. It was great to catch up with...more
Municipal issuers entered 2026 navigating a complex mix of policy priorities, market dynamics and operational risks. Three themes stand out across jurisdictions and sectors: accelerating the delivery of affordable housing...more
Welcome to our Governance & Sustainability Roundup — Our regular briefing that gives a quick overview on what has happened recently in the world of governance and sustainability that may be of interest to your company, your...more
Cooley handled 221 reported venture capital financings in Q4 2025, representing $8.9 billion of invested capital. In Q4, deal volume decreased slightly across Series Seed, B, D and higher rounds, while Series C deal volume...more
Regulators in key offshore centres are actively engaging Web3 structures. The Cayman Islands Monetary Authority (CIMA) has begun issuing supervisory letters to Cayman foundation companies....more
“It is important to note that, in December 2025, ISS added an additional negative overriding factor, where a plan has an “insufficient” score under the Plan Features pillar (i.e., if the plan “lacks sufficient positive...more
As proxy season kicks off in earnest, we’ve reached the time of year when public companies should evaluate whether additional equity plan shares will be needed during the next 12 to 16 months – i.e., to meet any immediate...more
California began rolling out a first-of-its-kind reporting program that will change how many venture and private investment fund managers collect information about the founders they back. In 2026, fund managers with a...more
The White House Crypto Policy Council convened a meeting with executives and trade associations representing both the crypto industry and traditional financial institutions to discuss legislation on digital asset market...more
As discussed in our previous article, “Raising Capital Through Private Placements Under Regulation D”, Regulation D provides exemptions to streamline capital raising and avoid the rigorous public disclosure requirements...more
The past twelve months have seen a wave of changes to the corporate governance landscape affecting public companies. Many of those changes have affected proxy advisory services. Proxy advisory services have seen their...more
The UK Financial Conduct Authority (FCA) has published Handbook Notice No 137, confirming that it is delaying changes to the Collective Investment Schemes Sourcebook (COLL), and specifically to the concentration rule (COLL...more
Delegated Regulation (EU) 2026/264 amending the regulatory technical standards (RTS) in Delegated Regulations (EU) 2018/1645 and 2018/1646, pursuant to the Benchmark Regulation (EU) 2016/1011, has been published in the...more
As readers of this Blog know, affinity fraud and Ponzi schemes often intersect because each reinforces the weaknesses of the other, creating a powerful and deceptive form of financial exploitation....more
On January 30, 2026, the Delaware Supreme Court, sitting en banc, affirmed a settlement resolving excess compensation claims against non-employee director defendants but reversed and modified the portion of the settlement...more
California’s new law, Fair Investment Practices by Venture Capital Companies, will require diversity reporting by venture capital and similar investment firms with a California nexus beginning in 2026. Deadlines are fast...more
Welcome to the FinReg Monthly Update, a regular bulletin highlighting the latest developments in UK, EU and U.S. financial services regulation....more
The UK Financial Conduct Authority (FCA) has published a statement following its November 2025 update on the bond consolidated tape provider (CTP) contract. It has now signed a contract with Etrading Software (ETS) to act as...more
On January 30, 2026, Chancellor Kathaleen St. J. McCormick of the Delaware Court of Chancery granted defendants’ motion to strike but denied a motion to terminate a derivative action asserting fiduciary breach claims against...more
In this crossover episode, Regulatory Oversight host Stephen Piepgrass teams up with Payments Pros host Keith Barnett to unpack how prediction markets, gaming, and payments intersect in a rapidly evolving and legally...more
Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the AI Today In...more
Innovation occurs across many areas, and compliance professionals need not only to be ready for it but also to embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators...more
On February 4, 2026, the United States Court of Appeals for the Ninth Circuit reversed in part a decision from the United States District Court for the Western District of Washington granting a motion to dismiss a putative...more
