News & Analysis as of

401k › Disclosure

Constangy, Brooks, Smith & Prophete, LLP

A “Vaccine” For COVID-19 ERISA Litigation

Constangy, Brooks, Smith & Prophete, LLP on

ERISA litigation tends to spike when economic uncertainty or turmoil rises. Although many things contribute to this historically verifiable trend, it is easiest for employers to think about just two of them. First, an...more

Ary Rosenbaum - The Rosenbaum Law Firm P.C.

Advisors have to offer Investment Education

Ary Rosenbaum - The Rosenbaum Law Firm P.C. on

Advisors ask me all the time of the role of education in participant directed 401(k) plans. Participant directed 401(k) plans that are governed under ERISA §404(c) offer the plan sponsors liability protection based on a...more

Goodwin

District Court Relies on Fee Disclosure Regulation to Dismiss Complaint

Goodwin on

A federal district court in New York last month dismissed a class action complaint brought by a company sponsoring a 401(k) plan. The plaintiff, in Skin Pathology Associates v. Morgan Stanley, alleged, among other claims,...more

Butler Snow LLP

Best Practices in Periodic Reviews of Participant Directed Retirement Plans

Butler Snow LLP on

Among the duties of a retirement plan fiduciary is the duty to monitor the administration of the plan and to assure that policies and procedures are in place to minimize the risk of errors and deficiencies. While monitoring...more

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