News & Analysis as of

Capital Markets EU Market Abuse Regulation (EU MAR)

A&O Shearman

Market abuse surveillance: UK FCA shares observations on good and poor practices

A&O Shearman on

Compliance with UK MAR depends on effective systems - The UK Market Abuse Regulation (UK MAR) requires firms to identify and report instances of potential market abuse. Their ability to do this depends on the effectiveness...more

A&O Shearman

Social media and investment recommendations: regulatory challenges and risks

A&O Shearman on

Entities from the capital market sector often rely on social media as a key communication channel. However, they still have to follow the same regulatory requirements for information exchange and customer acquisition as they...more

Hogan Lovells

Securities and Markets regulatory news, July 2021 #3

Hogan Lovells on

Benchmarks (Provision of Information and Documents) Regulations 2021 The Benchmarks (Provision of Information and Documents) Regulations 2021 (SI 2021/812) have been published, together with an explanatory memorandum. The...more

White & Case LLP

Restructuring listed debt – navigating the information barrier - European Leveraged Finance Client Alert Series: March 2021

White & Case LLP on

In this article, the authors explore certain key issues creditors and debtors face when restructuring listed debt (referred herein as "bonds"). There are administrative problems that can arise when dealing with a large number...more

Hogan Lovells

Securities and markets regulatory news, October 2020 # 2

Hogan Lovells on

MiFIR: FCA statement on trade reporting and position limit obligations - The UK Financial Conduct Authority (FCA) has published a statement on trade reporting and position limit obligations under the Markets in Financial...more

Latham & Watkins LLP

Impact of COVID-19 on Italian High Yield Issuers

Latham & Watkins LLP on

A Q&A for Italian high yield issuers, focusing on capital markets implications and best practices. Disclosure Requirements on COVID-19 Impact for High Yield Issuers - Q: How should companies disclose the impact of the...more

White & Case LLP

Bond Repurchases – an Issuer's Guide to Questions to Ask and Points to Consider (March 2020 Update)

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The White & Case Capital Markets team updates its March 2018 publication on bond repurchases given the current environment where issuers may consider whether, if their bonds are trading at a discount to par, they should...more

McDermott Will & Emery

COVID-19 Considerations for US and European Public Companies

McDermott Will & Emery on

The Coronavirus (COVID-19) pandemic and the responses of governments and societies to the crisis are having a profound impact on public companies and capital markets worldwide. Such companies, including those in the United...more

Orrick - Finance 20/20

Preparing for Brexit’s Impact on Capital Market Operations in the United Kingdom

Orrick - Finance 20/20 on

Overview - The United Kingdom made headlines when it voted to leave the European Union in June 2016. Popularly named “Brexit”, the move began a tumultuous four-year voyage that seemingly came to completion on January 31,...more

BCLP

Changes for SME Growth Markets

BCLP on

On 11 December 2019, a Regulation amending the Market Abuse Regulation and the Prospectus Regulation was published. The aim of these amendments is to increase the attractiveness of SME Growth Markets by reducing some of the...more

Dechert LLP

International Capital Markets Newsletter Issue 1 – Spring 2019: International Securities Market – Two Years On

Dechert LLP on

In March 2017, the London Stock Exchange Group (“LSEG”) announced a new debt multilateral trading facility (“MTF”) targeted at institutional and professional investors, the International Securities Market (the “ISM”). The ISM...more

Hogan Lovells

Corporate News – June 2018

Hogan Lovells on

Proposed reforms for SME Growth Markets - On 24 May 2018, the Commission published a proposal for a regulation which seeks to make technical amendments to certain provisions of the Market Abuse Regulation and the...more

Skadden, Arps, Slate, Meagher & Flom LLP

Europe Insights

Despite a year of continued global political uncertainty and increasing enforcement, shareholder activism and foreign investment control activity, the 2018 outlook for Europe is positive overall. Skadden partners in the U.K.,...more

Hogan Lovells

Corporate News – January 2018

Hogan Lovells on

A monthly newsletter covering topics of interest in the field of UK corporate law including mergers and acquisitions, listed companies, equity capital markets, corporate governance and general company law....more

Hogan Lovells

Which Market? Equity Capital Markets: (UPDATED)

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Hogan Lovells Guide to the eligibility requirements and continuing obligations of admitting securities to the Premium, Standard and High Growth segments of the Main Market and AIM – (updated as at 1 January 2018). ...more

Jones Day

Further Implementation of the Market Abuse Regulation, European Capital Markets Update

Jones Day on

On 31 July 2017, a new law was adopted to further implement and ensure the effectiveness of Regulation 596/2014 on market abuse ("Market Abuse Regulation"). This new law amends the law of 2 August 2002 on the supervision of...more

Dechert LLP

New European Commission proposals aimed at promoting growth and investment in Europe

Dechert LLP on

The European Commission has proposed a series of reforms to strengthen and further centralise supervision of the European capital and financial markets at the EU level with the aim of creating stronger and more integrated...more

Hogan Lovells

Corporate News - July 2017

Hogan Lovells on

FCA bans firms' use of restrictive contractual clauses for future primary market services - On 27 June 2017, the Financial Conduct Authority (FCA) published its Policy Statement PS17/13 'Investment and corporate banking:...more

Hogan Lovells

Corporate News - March 2017

Hogan Lovells on

A new era for the UK's capital markets? FCA publishes proposals to reform the UK's capital markets and IPO process - The FCA has published a package of measures to reshape and enhance the UK's primary markets. These are...more

Hogan Lovells

French Legal and Regulatory Update - January 2017

Hogan Lovells on

The Paris office of Hogan Lovells is pleased to provide this English language edition of our monthly e-newsletter, which offers a legal and regulatory update covering France and Europe for January 2017. 1. Audovisual...more

Skadden, Arps, Slate, Meagher & Flom LLP

"Brexit: Implications for UK Capital Markets"

On 23 June 2016, a majority of the UK electorate voted to leave the European Union (EU). This decision, referred to as “Brexit”, has already caused significant domestic political upheaval, but the ultimate legal implications...more

Morrison & Foerster LLP

Update Kapitalmarkt- und Gesellschaftsrecht: Sind Sie vorbereitet auf die MAR (Marktmissbrauchsverordnung)?

Ab dem 3. Juli 2016 gelten die Vorgaben der Marktmissbrauchsverordnung (Verordnung (EU) Nr. 596/2014 des Europäischen Parlaments und des Rates vom 16. April 2014). Ihre Regelungen gelten für alle börsennotierten...more

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