News & Analysis as of

Code of Conduct Policies and Procedures Risk Management

Pillsbury Winthrop Shaw Pittman LLP

Code of Conduct: Developing a Guide for Association Event Attendees

Associations invest considerable effort and expense to help assure a safe, welcoming and positive experience for all attendees. Just one disruptive, ill-mannered, offensive individual can significantly damage the experience...more

Society of Corporate Compliance and Ethics...

[Event] Basic Compliance & Ethics Academy - April 8th - 11th, Newport Beach, CA

One of SCCE’s most sought-after educational opportunities, this in-person, hands-on learning experience is designed to encourage small-group interaction and networking while teaching you how to effectively manage a compliance...more

Thomas Fox - Compliance Evangelist

The Importance of Tailored Policies for Compliance and Risk Management

In the world of compliance and risk management, one size does not fit all. Generic policies and procedures may seem like a convenient solution, but they can lead to compliance risks and potential harm. This is why the...more

Society of Corporate Compliance and Ethics...

[Event] Basic Compliance & Ethics Academy - July 11th - 14th, Singapore, Singapore

Are you looking to better… - Support, enhance, and manage a compliance and ethics program? - Mitigate risk within your organization? - Understand the components of effective program infrastructure? SCCE’s Basic...more

Society of Corporate Compliance and Ethics...

[Event] Basic Compliance & Ethics Academy - June 20th - 23rd, Amsterdam, Netherlands

Are you looking to better… - Support, enhance, and manage a compliance and ethics program? - Mitigate risk within your organization? - Understand the components of effective program infrastructure? SCCE’s Basic...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Scottsdale Regional Compliance & Ethics Conference - September 17th, 8:25 am - 4:30 pm PDT

Our Virtual Regional Compliance Conferences provide updates on the latest news in regulatory requirements, compliance enforcement, and strategies to develop effective compliance programs. Watch, listen, and ask questions from...more

Society of Corporate Compliance and Ethics...

Susan Roberts on Creating a Compliance Program Book

Cataloguing everything your compliance program does isn’t easy, but Susan Roberts, who recently retired from full-time corporate life after serving as Chief Compliance Officer at three different companies, did just that. And...more

American Conference Institute (ACI)

[Virtual Conference] Practical Guide to FCPA Data Analytics - July 19th - 20th, 1:00 pm - 5:15 pm EDT

ACI’s Practical Guide to FCPA Data Analytics will take place on July 19 – 20, 2021 (EDT). This is a uniquely interactive event on how to harness data analytics, AI and machine learning for FCPA compliance, investigations and...more

Woods Rogers

Spring Cleaning For Virginia Community Associations Top 10 Policies and Procedures

Woods Rogers on

The pandemic that took hold in 2020 created uncertainty and required community associations to adapt to new norms and its policies and procedures.  The country looked forward to a new year with new hope.  A new year usually...more

NAVEX

Coronavirus Comeback: A Framework to Manage Return-to-Work Risk

NAVEX on

The scope of business risk in the new world of work during or after the COVID pandemic is vast and still growing. The new landscape is diverse: monitoring employee conduct and productivity while working from home; managing...more

Thomas Fox - Compliance Evangelist

The Memoirs of Sherlock Holmes – The Stock-Brokers Clerk and Foundational Code of Conduct

This week, we return to Sherlock Holmes-themed blog posts. We finished the review of The Adventures of Sherlock Holmes and now move on to The Memoirs of Sherlock Holmes. Today we move on to The Adventure of the Stock-Brokers...more

Society of Corporate Compliance and Ethics...

Compliance Perspectives: Compliance and Technology

Heidi Rudolph, Managing Director at Morae Global, has spent a great deal of time considering technology’s role, risks and rewards for compliance teams. She contributed an article...more

Thomas Fox - Compliance Evangelist

Wuthering Heights Week: Part II, Catherine and Tragedy

How does your organization support its ethics and corporate values required to support an integrity program? This is more than creating institutional justice and institutional fairness....more

NAVEX

[Webinar] Legal Insights Into Ethics & Compliance - December 5th, 10:00am PT

NAVEX on

Join this free webinar to get unique insights and benchmarks for compliance programs from the eyes of legal professionals. You’ll hear how legal departments view compliance training, third-party risk management and policy and...more

Fisher Phillips

Don’t Be Unprepared For Student-On-Student Sexual Assault Allegations

Fisher Phillips on

Many are aware of the alarming rise in the number of student sexual assaults on college campuses across the country. The May 2015 issue of JAMA Pediatrics reported that one in five women will be the victim of a sexual assault...more

The Volkov Law Group

Match Made in Heaven: Compliance and Human Resources

The Volkov Law Group on

The corporate compliance function is only as successful as its partnerships with key internal constituencies. Depending on the company and the personnel involved, compliance has to establish and maintain effective working...more

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