News & Analysis as of

Complaint Procedures Financial Conduct Authority (FCA)

Hogan Lovells

Funds and asset management regulatory news, April 2021 # 2

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FCA approach to handling of Connaught complaints about FSA/FCA -Following the report of Raj Parker's "Independent Review into the FSA and FCA's handling of the Connaught Income Fund Series 2 and connected companies", the...more

Hogan Lovells

UK: FCA publishes PPI complaints deadline progress report

Hogan Lovells on

On 24 October 2018, the FCA published a report on the progress of its consumer communications campaign on PPI mis-selling (the “CCC”) and its supervision of the manner in which firms are handling PPI complaints....more

Hogan Lovells

UK: PPI Update – July 2018

Hogan Lovells on

FCA Consultation Paper 18/18 - On 4 July 2018, the FCA released a Consultation Paper providing guidance and seeking responses on PPI mis-selling complaints, and the issue of recurring non-disclosure of commissions. ...more

Orrick - Finance 20/20

UK FCA to Consult on Introducing PPI Complaints Deadline

Orrick - Finance 20/20 on

On October 2, 2015 the UK Financial Conduct Authority (FCA) published an announcement that it has decided to consult, by the end of the year, on the introduction of a deadline by which consumers would need to make their PPI...more

Katten Muchin Rosenman LLP

FCA Complaints Review May Impact FCA-Authorized Investment Firms

On November 17, the UK Financial Conduct Authority (FCA) published a report setting out its findings pursuant to a review it carried out earlier in the year into FCA-regulated firms’ complaint handling arrangements. The FCA...more

Ogletree, Deakins, Nash, Smoak & Stewart,...

First Circuit Dismisses FCA Claim For Failure To Plead Fraud With Particularity And Denies Further Amendments Of Complaint

On December 6, 2013, in U.S. ex rel. Helen Ge, M.D. v. Takeda Pharmaceutical Company Limited (No. 13-1088), the First Circuit Court of Appeals affirmed the dismissal of Dr. Helen Ge’s qui tam actions against her former...more

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