News & Analysis as of

Draft Documents

Court Holds That Drafts Of Trust Documents Are Discoverable And Discusses The Attorney-Client Privilege

by Winstead PC on

In In re Rittenmeyer, the mother of the decedent was the executor of his estate. No. 05-17-01378-CV2018 Tex. App. LEXIS 2812 (Tex. App.—Dallas April 19, 2018, original proceeding). ...more

SEC Reduces Financial Information Requirements for Draft Registration Statements

On August 17, 2017, the Securities and Exchange Commission (SEC) updated its June 29, 2017 guidance on the confidential review process for draft registration statements and financial information that may be omitted from draft...more

SEC Expands Nonpublic Draft Registration Statement Processing Procedures

by Fox Rothschild LLP on

Beginning July 10, 2017, the Division of Corporation Finance of the Securities and Exchange Commission (SEC) will permit all companies to submit draft registration statements relating to initial public offerings (IPOs) for...more

SEC Expands Confidential Review of IPO Registration Statements

The SEC announced earlier this summer (and supplemented that announcement late last week with additional information) that it has expanded the availability of its popular procedure for confidential non-public review of, and...more

SEC Staff Issues New C&DIs Clarifying Financial Information Required for Draft Registration Statements

On August 17, 2017, the Securities and Exchange Commission (SEC) Staff issued new Compliance and Disclosure Interpretations (C&DIs) that clarify the financial information that Emerging Growth Companies (EGCs) and non-EGCs may...more

Corporate Finance Alert: SEC Issues New Guidance on Draft Registration Statements, Including Omission of Interim Financial...

On August 17, 2017, the staff (Staff) of the Securities and Exchange Commission (SEC) issued new guidance that will streamline significantly the confidential submission process for emerging growth companies (EGCs) and...more

SEC Allows Non-EGCs to Submit Certain Draft Registration Statements for Confidential Review

by Baker Donelson on

Effective July 10, 2017, the Securities and Exchange Commission's Division of Corporation Finance began accepting draft registration statement (DRS) submissions from issuers filing registration statements in connection with...more

Permitted indications reform: Draft list of permitted indications released by the Therapeutic Goods Administration

by Dentons on

On 5 July 2017, the Therapeutic Goods Administration (TGA) released a draft list of permitted indications and evidence qualifiers which it proposes be used by listed medicine sponsors to enter product indications in the...more

SEC Expands Use of Confidential Submissions of Draft Registration Statements

by Foley & Lardner LLP on

The U.S. Securities and Exchange Commission (SEC) recently announced that, beginning on July 10, 2017, the Division of Corporation Finance (the Division) will permit all companies to submit draft registration statements, on a...more

SEC Confidential Submission Procedures Expanded Beyond Emerging Growth Company Issuers Beginning July 10, 2017

Last week, the Staff of the Securities and Exchange Commission (SEC) announced that, beginning on July 10, 2017, the SEC will accept voluntary draft registration submissions from all issuers for nonpublic review. This...more

SEC to Permit All Issuers to Submit Confidential Draft Registration Statements

The U.S. Securities and Exchange Commission (SEC) announced on June 29, 2017, that the staff (staff) of the Division of Corporation Finance will accept draft registration statement submissions from all companies for nonpublic...more

Delivering Architectural Plans May Create Implied License - Hunn v. Dan Wilson Homes, Inc.

by McDermott Will & Emery on

Where an architectural draftsman left his design firm mid-project and later used partial plans drawn during his employment to complete the project, the U.S. Court of Appeals for the Fifth Circuit affirmed the ruling that the...more

What Happens When the Construction Contract is Not Signed and the Work is Underway?

by Snell & Wilmer on

Although it seems self-evident that participants to a construction project would not want to commence work without first obtaining signatures on a written contract, it happens all too frequently, even on big projects. At...more

Court Offers Good Privilege News for Draft Form 10-K Filings

by McGuireWoods LLP on

Courts disagree about the attorney-client privilege protection's applicability to draft documents whose final version will be publicly disclosed. Public companies naturally worry about this issue's impact on their draft...more

California Attorneys Were Shocked – You May Not Cite Rough Draft Transcripts

by Kramm Court Reporting on

At a recent presentation to attorneys and paralegals, I pulled up a slide that referenced California CCP 2025.540(b). I asked the audience, “Does anyone ever cite to a rough draft transcript in court for a motion or hearing,...more

Ontario Court of Appeal says Draft Expert Reports are not Producible

by Bennett Jones LLP on

The Court of Appeal for Ontario confirmed today that: - counsel can and should discuss draft expert reports with their expert witnesses, and - draft reports and other communications between counsel and...more

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