News & Analysis as of

EMMA Amended Rules

Pullman & Comley, LLC

Continuing Disclosure Rules Amended by SEC

Pullman & Comley, LLC on

On August 20, 2018, the Securities and Exchange Commission amended Rule 15c2-12 to add two events to the list of notice events included in continuing disclosure undertakings by issuers, or other obligated individuals....more

Ballard Spahr LLP

SEC Requires Addition of Two New Events to Continuing Disclosure Undertakings Beginning February 27, 2019

Ballard Spahr LLP on

Beginning February 27, 2019, municipal market issuers and obligated persons must add the following two new events—relating to their indebtedness and financial health—to the list of reportable events in their continuing...more

Foley & Lardner LLP

SEC Adds Two New Events to Rule 15c2-12: Could Have Far-Reaching Impact on Issuers and Obligors of Municipal Securities

Foley & Lardner LLP on

On August 20, 2018, the Securities and Exchange Commission (“SEC”) issued Release No. 34-83885 (the “Release”) adding two new events (the “New Events”) to the list of events that must be included in the continuing disclosure...more

Orrick, Herrington & Sutcliffe LLP

SEC Adopts Amendments to Rule 15c2 12

In mid-August, the SEC adopted amendments to its Rule 15c2-12 (the “Rule”), following 18 months of review of comments made to its original proposed amendments. The SEC action will be published in the Federal Register shortly....more

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