News & Analysis as of

Employee Training Code of Conduct

NAVEX

Your Questions, Answered: How to Make an Impact with Risk-Based Compliance Training

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An organization’s approach to compliance training is a core component of the overall messaging around corporate values, ethics and responsibilities for all employees. When first joining an organization, mandatory trainings...more

Health Care Compliance Association (HCCA)

Reimagining conflicts-of-interest approaches: Turning risk into reward

Compliance Today (April 2022) - Conflicts of interest—actual, potential, or even just perceived—exist at all levels within every organization. Most organizations are aware potential conflicts exist but often do not also see...more

NAVEX

The New Normal Workplace (pt. 2) – Training and Policy Management

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A year ago at this time, we looked ahead to a year that was predicted to be more polarized, more distributed, and marked by more objections to training content. Last year undeniably delivered on that prediction – whether it...more

Ogletree, Deakins, Nash, Smoak & Stewart,...

New York State’s Expanded Whistleblower Protection Law: 5 Action Items for Employers

On January 26, 2022, amendments to New York’s whistleblower protection law, codified at section 740 of the New York Labor Law (NYLL), took effect. As we previously reported, these amendments significantly expand the scope of...more

Morrison & Foerster LLP

Crossing the Line: Hospitality, Gifts, and Unfair Dismissal

Morrison & Foerster LLP on

Mr D Thompson v Informatica Software Ltd- In a recent appeal at the EAT an individual (the “appellant”), who had been a senior employee of the employer (ISL), was found to have been fairly dismissed for gross misconduct...more

Society of Corporate Compliance and Ethics...

Cheryl Curbeam on Creating a Compliance App

Cheryl Curbeam, Vice President, Chief Risk and Compliance Officer at Corteva Agriscience has had a very interesting and unusual path to the compliance professional. She studied and began her career in mechanical engineering...more

Morgan Lewis

Preparing for Implementation of the Senior Managers and Certification Regime

Morgan Lewis on

All dual-regulated and FCA solo-regulated firms are now under the scope of the Senior Managers & Certification Regime (SMCR), with many working hard in recent months to ensure all aspects of the regime are well embedded. ...more

Health Care Compliance Association (HCCA)

Deloitte poll: AI use expected to increase in risk and compliance efforts

ethikos 33, no. 12 (December 2019) - According to an October 28 Deloitte press release, “Nearly half (48.5%) of C-suite and other executives at organizations that use artificial intelligence (AI) expect to increase AI use...more

Society of Corporate Compliance and Ethics...

Compliance Perspectives: Rolling Out New Compliance Initiatives

Even the best compliance initiative can’t survive a bad rollout. That’s why it’s essential that the planning is done properly. In this podcast Grace Wu de Plaza, Director, Compliance & Corporate Integrity, Farmer Mac,...more

Thomas Fox - Compliance Evangelist

A Celebration of Compliance – General Motors 2018 Sustainability Report

The General Motors (GM) 2018 Sustainability Report is out. It reports on GM’s progress toward an era of safer, better and more sustainable personal mobility by transforming how General Motors approaches every aspect of its...more

Mitratech Holdings, Inc

EMEA Compliance - Communicating Your Code of Conduct

Imagine this… you’re an EMEA compliance manager, and you’ve spent time and effort creating your organisation’s Code of Conduct policy. You make it accessible to everybody in the business, maybe by adding it to your intranet...more

BCLP

Organizing Data Privacy Within A Company (2018 Update)

BCLP on

Although organizations have dealt with privacy issues for years, only in the past decade have they begun to view the complexities of privacy as requiring formal organizational structure, dedicated employees, and/or dedicated...more

The Volkov Law Group

The Real Focus for Compliance: Post-Acquisition Integration of an Acquired Company (Part III of III)

The Volkov Law Group on

In light of the evolving (or evolved) DOJ and SEC approach to FCPA enforcement in the merger and acquisition context, global companies have to emphasize their post-acquisition process. ...more

Thomas Fox - Compliance Evangelist

Farewell to PawSox and Training on Your Code of Conduct

I often blog about the life stories of the famous and not so famous based upon obituaries. Matt Kelly once asked me how I was able to tie these stories so directly to compliance and I responded that compliance is about people...more

Thomas Fox - Compliance Evangelist

Operationalizing compliance through tailored compliance training

I have considered this in the context of third-parties, forecasting and the risk management process and through the use of a root cause analysis. Today, I want to conclude this week’s blog posts with a post on...more

Thomas Fox - Compliance Evangelist

Using Movie Clips to Expand Your Compliance Classroom

Create unforgettable teachable moments - Instead of having lawyers drone on, giving forgettable instructions on ethics, culture and honesty; they will clearly enjoy a scene of a star like Leonardo DiCaprio bluffing his way...more

NAVEX

The “Rock-Star Exception” Is More Expensive Than You Think

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One of the hallmarks of a healthy organizational culture is that it makes no exceptions or excuses for inappropriate behavior. It is simply not possible to maintain workplace integrity if certain individuals are excused for...more

NAVEX

Top 10 Ethics & Compliance Predictions and Recommendations for 2017

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Once again it’s time for our annual review of trends and events that will impact your Ethics and Compliance (E&C) program in the year ahead. This year presents a unique challenge. We are preparing our predictions...more

NAVEX

Compliance Role in Mitigating Cyber Mayhem

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In recent years, attention has been drawn to the impact of cyber and data breaches and the extent to which our organizations remain vulnerable to these threats. The cost of cyber and data security breaches is well known and...more

NAVEX

New Federal Rules Will Affect Contractors Who Don’t Play by The Rules

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Federal contractors have a powerful new incentive to play by the rules. Starting in October, businesses seeking federal contract work must disclose any labor law violations going back three years. Depending on the violation,...more

NAVEX

My Organization's Code of Conduct is Good - How Can I Make It Great?

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Too long. Too complicated. Too dense. Sound familiar? If your code of conduct isn’t a document you’re proud to share with your employees, customers, board and C-suite—or if your organization has recently had a big change...more

NAVEX

2016 Trends #4: Politics Invade the Workplace

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In the U.S., the 2016 election now dominates the news, social media and many employee conversations. And for global companies, it’s always election season somewhere. So now is a good time for ethics and compliance officers to...more

NAVEX

Preview of NAVEX Global’s 2015 Ethics and Compliance Virtual Conference

NAVEX on

As 2015 draws to a close (where did the time go?), the 2016 planning season is in full swing. You likely already have an idea of initiatives you’ll want to tackle, but taking your ethics and compliance program to the next...more

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