News & Analysis as of

Employee Retirement Income Security Act (ERISA) Fiduciary Duty Service Contracts

Miles & Stockbridge P.C.

Broker-Dealers and the New DOL Fiduciary Rule

Under ERISA and the Code, a fiduciary to a plan or IRA includes a person who renders investment advice for a fee. ERISA imposes safeguards on a fiduciary by applying standards of care and duties of loyalty and penalizing a...more

Ary Rosenbaum - The Rosenbaum Law Firm P.C.

Make sure you get the plan services you were promised

People can promise you the moon, but they may deliver far less. That is why despite the promises made by your plan providers; you should always read their contract to determine whether they are actually delivering you what...more

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