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Filing Requirements State Attorneys General

McDermott Will & Emery

Washington State Enacts Merger Review Regime

McDermott Will & Emery on

Washington is the first state to enact the Uniform Antitrust Premerger Notification Act, which requires merging parties that submit a federal filing under the Hart-Scott-Rodino (HSR) Act (15 U.S.C. Sec. 18(a)) to also submit...more

Goodwin

Washington Becomes First State to Adopt Filing Requirements for HSR-Reportable Transactions Outside of Healthcare

Goodwin on

On April 4, 2025, Washington became the first state to enact a law requiring a general pre-merger notification of HSR-reportable deals to state enforcers, regardless of industry....more

White & Case LLP

Washington Becomes First State to Enact “Uniform Antitrust Pre-Merger Notification Act”

White & Case LLP on

On April 4, 2025, Gov. Bob Ferguson of Washington state signed S.B. 5122, making Washington the first state to enact the Uniform Law Commission’s “Uniform Antitrust Pre-Merger Notification Act.” Overview of the New...more

Stinson LLP

Washington State First to Adopt "Baby HSR" Act

Stinson LLP on

Legislatures in several states have recently introduced bills that would require certain parties who submit Hart-Scott-Rodino (HSR) premerger filings to the federal government to provide that same information to the state. On...more

BakerHostetler

California Pharmacies Put on Notice: California’s Pharmacy Transaction Notice Requirement

BakerHostetler on

As of January 1, 2025, parties to transactions involving pharmacies located in California may also need to file a written notice with the California Attorney General. Assembly Bill 853 (AB 853), codified at Part 14 to...more

Bond Schoeneck & King PLLC

E-Filing Now Required for Charities Bureau CHAR500 Annual Reports

The New York State Office of the Attorney General’s Charities Bureau has announced that beginning Sept. 19, 2022, all annual filings must be submitted electronically through its online system. As indicated by the Attorney...more

Morgan Lewis

New York AG Launches Easy-to-Use Online Filing Portal for State Charities

Morgan Lewis on

New York Attorney General Letitia James has announced the launch of an easy-to-use online filing portal for charities to file required state annual financial disclosures. The new system will use e-signatures and electronic...more

Mintz - Energy & Sustainability Viewpoints

New York Guidance on Mandatory Filing of Form D

On December 1, 2020, New York Attorney General Letitia James issued guidance regarding, among other things, securities issued to New York residents in private placements made pursuant to Regulation D, Rule 506 under the...more

Kilpatrick

The New York AG Estimates Rule Proposals Would Impact up to 14000 IARs 5500 Issuers

Kilpatrick on

On April 15, 2020, the Investor Protection Bureau of the New York Department of Law (a division of the attorney general’s office) (the “Bureau”) published proposed amendments to regulations governing state-registered...more

Seyfarth Shaw LLP

Ninth Circuit Court Of Appeals Reaffirms CA Attorney General’s Demand For Donor List

Seyfarth Shaw LLP on

A three-judge panel of the Ninth Circuit Court of Appeals recently upheld the position of the California Attorney General (AG) that charities located or doing business in California must provide a copy of their unredacted...more

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