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Investment Adviser › Benchmarking

NAVEX

What a CEO Needs to Hear to Invest More in Compliance – Strategy

NAVEX on

Does your organization invest in compliance, or just pay for it? This is not a rhetorical question. There’s a big difference between merely covering the expense of a program and investing in it. Investment decisions are...more

Ary Rosenbaum - The Rosenbaum Law Firm P.C.

Too often, they get it when it’s too late

Ary Rosenbaum - The Rosenbaum Law Firm P.C. on

I talk to a lot of advisors and I have many advisor clients around the country and one of the things that I keep on hearing is that even with fee disclosure regulations almost 4 years later, it is still difficult to get...more

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