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National Examination Priorities Enforcement Actions

Conn Maciel Carey LLP

Biden’s OSHA Pushes Heat Illness Prevention Rule Close to the Finish Line

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On January 14, 2025, just six days before the transition from the Biden Administration to the second Trump Administration, OSHA closed the books on collecting public comments on the agency’s Notice of Proposed Rulemaking...more

Arnall Golden Gregory LLP

Long-Term Care Facilities Brace for Additional OSHA Inspections Under Extended COVID-19 NEP

The Occupational Safety and Health Administration (“OSHA”) announced on June 30, 2022, that it was extending “until further notice” its revised COVID-19 National Emphasis Program (“NEP”), which had been set to expire on July...more

Foley & Lardner LLP

There’s a New Sheriff in Town – OSHA Is Getting Serious About COVID-19 Fines

Foley & Lardner LLP on

As we previously reported, OSHA recently launched a National Emphasis Program (NEP), focusing efforts on workplace COVID-19 concerns. The NEP guidance specifies that OSHA will be directing heightened enforcement efforts on...more

Ballard Spahr LLP

SEC Targets AML as Exam Priority

Ballard Spahr LLP on

Wednesday, the SEC Office of Compliance Inspections and Examinations (OCIE) announced its 2018 examination priorities, released in order to “improve compliance, prevent fraud, monitor risk, and inform policy.” ...more

Baker Donelson

SEC Issues Guidance on its 2014 Examination Priorities

Baker Donelson on

Each year, the SEC Office of Compliance Inspections and Examination's National Exam Program (NEP) issues a letter communicating to investors and registrants the areas that the staff perceives to present heightened risks. This...more

Morrison & Foerster LLP

Renewed Focus on an Old Rule: SEC Steps Up Rule 105 Enforcement Efforts

On September 17, 2013, the Securities and Exchange Commission (SEC or “Commission”) announced settled enforcement actions against 23 firms for short selling in violation of Rule 105 of Regulation M, which limits the ability...more

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