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Professional Development Regulatory Requirements Compliance

Osano

A Blueprint for Efficient SRRs: Mastering Your Subject Rights Workflow

Osano on

Whether you are swamped by a deluge of subject rights requests or just want more time to spend on strategic work, managing SRRs effectively is a highly sought-after goal — one that's seldom achieved. Between parsing...more

Ward and Smith, P.A.

The North Carolina Board of CPA Examiners: A Licensed Professional User's Guide

Ward and Smith, P.A. on

As the governing body for Certified Public Accountants ("CPAs"), the Board upholds rigorous standards of practice, oversees the licensing process, and enforces compliance with ethical rules and regulations. For both aspiring...more

American Conference Institute (ACI)

[Virtual Event] Women Leaders in Financial Services Law and Compliance - December 4th, 8:30 am - 5:00 pm EST

Join ACI’s Women Leaders in Financial Services Law & Compliance and participate in comprehensive discussions regarding the challenges and opportunities facing women in finance and engage in conversations about the key legal...more

Society of Corporate Compliance and Ethics...

[Event] Regional Virtual Compliance & Ethics Conference Overview - April 3rd, Boston, MA

Our Virtual Regional Compliance Conferences provide updates on the latest news in regulatory requirement, compliance enforcement, and strategies to develop effective compliance programs. Watch, listen, and ask questions from...more

Society of Corporate Compliance and Ethics...

[Event] Regional Compliance & Ethics Conference - March 6th, Minneapolis, MN

Our one-day Regional Compliance and Ethics Conferences provide attendees with a forum to interact with local compliance professionals, share information about your compliance successes and challenges, and create educational...more

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