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Risk Assessment Leadership

Thomas Fox - Compliance Evangelist

The Importance of Tailored Policies for Compliance and Risk Management

In the world of compliance and risk management, one size does not fit all. Generic policies and procedures may seem like a convenient solution, but they can lead to compliance risks and potential harm. This is why the...more

Foley Hoag LLP - Global Business and Human...

A Human Rights Impact Assessment of Microsoft's Enterprise Cloud and AI Technologies Licensed to U.S. Law Enforcement Agencies

Microsoft is one of the world’s leading technology companies. Its products and technologies are in offices, classrooms, and homes. Additionally, governments use them to help conduct vital public services. Microsoft is also...more

Mitratech Holdings, Inc

Building True Operational Resilience

Operational resilience can be considered as the capability of an organization to deliver all critical business processes in the face of disrupting events. This can be particularly tricky to achieve in an ever changing and...more

StoneTurn

THE INSIDER THREAT: Mitigating Risk Within the DNA of Your Organization

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Understanding and managing insider risks is not a new discipline. The manifestation of insider-related risks can be disastrous but the fact that these events are caused by people inside an organization rarely receives enough...more

Sheppard Mullin Richter & Hampton LLP

Organizational Integrity Shorts: Ethics & Compliance – Self Assessment

Good morning, and welcome back. This is the eighth edition of OIG Shorts, a publication of Sheppard Mullin’s Organizational Integrity Group. In this series, we discuss practical approaches to creating a more effective Ethics...more

The Volkov Law Group

NAVEX 2022 Risk and Compliance Benchmark Report: Ethics and Compliance Program Shortfalls Continue

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NAVEX continues to be one of the premier sources of essential annual benchmarking studies.  Recently, NAVEX issued its 2022 Definitive Risk and Compliance Benchmark Report.  The Report was based on over 1100 survey responses...more

Society of Corporate Compliance and Ethics...

[Event] 11th Annual European Compliance & Ethics Institute - March 20th - 22nd, Amsterdam, Netherlands

In-person is back! Join us in Amsterdam for the 2023 European Compliance & Ethics Institute! Strengthen your compliance and ethics program by attending our 11th annual European Compliance and Ethics Institute, 20-22 March...more

NAVEX

9 Components of an Effective Compliance Program Assessment

NAVEX on

For regular readers of Risk & Compliance Matters, you’re surely familiar with the importance of maintaining a mature compliance program – and the benefits this has on an organization’s culture and adherence to regulatory...more

NAVEX

Executive Summary: 2022 Risk and Compliance Survey Benchmark Report

NAVEX on

The resilience of risk and compliance (R&C) leaders over these past couple of years has been remarkable. Our profession adapted amid the massive and sudden workplace shifts brought on by COVID-19, and by most accounts,...more

NAVEX

Risk and Compliance Resolutions for 2021

NAVEX on

It’s that time of year again – the moment when we take stock of the year that was, anticipate the one to come, and resolve to do things differently this time around. It’s a practice dating back to antiquity when early Romans...more

Fisher Phillips

Who Are You? Assessing Employee Skill Sets Through Personality Tests

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In Leaders Eat Last, Simon Sinek says “The ability of a group of people to do remarkable things hinges on how well those people pull together as a team.” And anyone who has managed employees can appreciate that varying...more

K&L Gates LLP

Client Conversations: Interview with Maria Varsellona General Counsel & Company Secretary Member of the Group Executive Committee...

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In this episode, Craig Budner interviews Maria Varsellona, General Counsel & Company Secretary Member of the Group Executive Committee of ABB Ltd, Switzerland. The Covid-19 pandemic has caused disruption around the globe....more

NAVEX

Fraud Risks and Anti-Fraud Programs During COVID-19

NAVEX on

Compliance professionals know that COVID-19 has unleashed a host of new challenges on corporate enterprise. Fraud risk isn’t one of them. Don’t get me wrong; COVID-19 has changed how fraudsters might approach your...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Higher Education Compliance Conference - June 1st - 3rd

Due to the COVID-19 pandemic, our Higher Education Compliance Conference will be held virtually. Attendees will enjoy Higher Education compliance sessions and industry updates in an interactive, online experience, plus have...more

Thomas Fox - Compliance Evangelist

Innovation in Compliance Leadership

Given the paucity of leadership coming out of Washington during this crisis, I thought it would be a ripe time to consider some innovations in compliance leadership. While many compliance departments may have begun more as a...more

Mitratech Holdings, Inc

5 Essential Elements of Corporate Compliance

Most experts agree that whichever regulatory jurisdiction an organisation is subject to, there are five common fundamentals involved in providing effective corporate compliance....more

Ervin Cohen & Jessup LLP

20 Steps To Avoid Employment Lawsuits

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I have been asked by more than one frustrated California employer how to avoid or reduce employment lawsuits. It is not easy question to answer as there are many variables that go into generating employment law claims....more

Sheppard Mullin Richter & Hampton LLP

Nota Bene Episode 59: Organizational Integrity and Solving Reputational Threat with Jonathan Aronie, David Douglass, and Joseph...

Approaching organizational integrity to resolve reputational threats before and after they may occur requires accounting for corporate values, public trust, corporate stakeholders, and reputation while seeking out and...more

Thomas Fox - Compliance Evangelist

12 O'Clock High, a podcast on business leadership-Episode 116: Leadership Lessons from the Dutch Tulip Bubble of 1636-1637

In this special four-part podcast series, Richard Lummis and myself consider business leadership from a different angle, that of great economic disaster. This podcast series was inspired by the Great Courses series of...more

McDermott Will & Emery

[Event] 2019 Hospital & Health System Innovation Summit - October 24th, New York, NY

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McDermott Will & Emery’s Hospital & Health System Innovation Summit will prepare innovation leadership teams to address the business, regulatory compliance and legal challenges they may face when navigating innovation efforts...more

Thomas Fox - Compliance Evangelist

Woodstock 50th and Succession Planning in Compliance

Succession planning is just as significant as governance, enterprise risk and strategic oversight. In other words, it is just as important. Sadly, many companies fail to give it the attention it requires. ...more

Thomas Fox - Compliance Evangelist

The Role of Risk Management in a Best Practices Compliance Program - Q&A With Tom Fox

Q&A with Tom Fox on the role of risk management in a best practices compliance program....more

The Volkov Law Group

ISO 37001: Risk Assessments, Employees, and Due Diligence Requirements (Part IV of V)

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In Part IV of my series on ISO 37001, I examine requirements relating to risk assessments, design of policies and procedures, and due diligence requirements. Section 4.5 sets out requirements for conducting risk...more

Thomas Fox - Compliance Evangelist

The Mummy’s Hand and a Risk-Based Approach at the Board Level

Today we consider the 1940’s film, The Mummy’s Hand as the second installment in Universal Pictures series featuring this creature. Boris Karloff departed the role and it was taken over for one film by Tom Tyler, who was...more

Thomas Fox - Compliance Evangelist

LRN Compliance Program Effectiveness Report: Part III

This week I have been considering the LRN Corporation’s 2016 Ethics and Compliance Program Effectiveness Report (LRN Report) by outlining some of its general findings. Today, I want to conclude by using the Report as a road...more

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