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SEC Compliance Consultants, Inc. (SEC³)

Tips for Updating Your Compliance Program in 2025

SEC Compliance Consultants, Inc. (SEC³) on

In addition to basic blocking and tackling, compliance officers often have the thankless job of performing the annual review of their compliance program required by Advisers Act Rule 206(4)-7....more

Foley Hoag LLP

The Corporate Transparency Act: An Overview of the Impact on Private Funds

Foley Hoag LLP on

What is the purpose of the Corporate Transparency Act (“CTA”)? Effective as of January 1, 2024, the Corporate Transparency Act (“CTA”) imposed new federal reporting obligations on certain companies, including potentially...more

Verrill

Who Must Be Reported as Beneficial Owners of a Reporting Company?

Verrill on

In 2024 the Corporate Transparency Act (CTA) and related CTA Rule will require more than 30 million “Reporting Companies” to register with FinCEN, a bureau of U.S. Treasury. Registration occurs through online filings of...more

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