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The Real Hidden Risk for Advisers: Identify Theft

Advisers should be aware of a growing identity theft scams that targets advisers to get to their clients’ money. The scams use email to trick advisers into wiring cash out of their clients’ accounts preying on the fact that...more

Are New Rules on Adviser Designations on the Horizon?

Standards for how advisers use designations to advertise the services they offer to seniors may be on the horizon. This all evolved after the Consumer Financial Protection Bureau (CFPB) requested comments related to the...more

Adviser Facing Legal Trouble Over Radio Show

Advisers ready for the limelight, beware! The SEC recently announced charges against a nationally syndicated radio personality/investment adviser for spreading misleading information about a recommended investment strategy. ...more

LinkedIn Business Development Checklist

There are 1.3 million lawyers on LinkedIn as of December 2009, and if you're not one of them, you're missing out on a huge business development opportunity. This checklist takes you through how to Create your profile,...more