Professional Malpractice

Read Business Organization updates, alerts, news, and legal analysis from leading lawyers and law firms:

News & Analysis as of May 22, 2013

New York Court Addresses Business Enterprise Exclusions

by Traub Lieberman Straus & Shrewsberry LLP on 6/29/2012

In its recent decision in Admiral Ins. Co. v. Adges, 2012 U.S. Dist. LEXIS 89355 (S.D.N.Y. June 27, 2012), the United States District for the Southern District of New York had occasion to consider whether a business...more

COMMENTS ABOUT SEC V. THOR INDUSTRIES: THE ALLEGATIONS AND THE REMEDIES DAVID TATE ESQ 06092011

by David Tate on 6/9/2011

A summary and discussion about SEC v. Thor Industries, including the allegations, the remedies, who did or did not do what, and improvements that could be made by the SEC and in governance and risk....more

Beware of Regulatory Crackdown on Unregistered Brokers

by TroyGould PC on 3/1/2010

There is a growing regulatory crackdown on unregistered persons assisting businesses in raising capital. Finders and the businesses they assist must be extremely cautious about the myths that have developed from the...more

Audit Committee Responsibilities & Risk Management

by David Tate on 9/26/2008

Public and private company audit committee responsibilities and risk management....more

The Little Paper About Nonprofit Audit Committees

by David Tate on 9/26/2008

A paper discussing nonprofit audit committee functions and responsibilities....more

Governance Lessons Learned From SEC v. Con-way, Inc.

by David Tate on 8/30/2008

Governance lessons learned from SEC v. Con-way, Inc....more

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