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Finance & Banking Business Organization Professional Malpractice

Read Finance & Banking Law updates, alerts, news, and legal analysis from leading lawyers and law firms:

Residual liability in the trust context of excluded fiduciaries

by Charles E. Rounds, Jr. on

Some states by statute have introduced into their trust jurisprudence the concept of the excluded fiduciary: In the case of a trust the terms of which allocate fiduciary functions between the trustee and, say, a trust...more

Financial Advisor Found Liable for Aiding and Abetting Director Breaches of Fiduciary Duties in Connection With Cash-Out Merger -...

by Reed Smith on

In a 91-page post-trial decision, Chancellor Travis Laster found RBC Capital Markets LLC (“RBC”) liable for aiding and abetting breaches of fiduciary duty in connection with RBC’s role as a financial advisor in the 2011 $438...more

Opinion Letters – Do's and Don'ts (Ethics, Professionalism and Malpractice Avoidance)

by Nexsen Pruet, PLLC on

Originally published in Volume 34; Number 1 - Real Property e-newsletter, The Official Publication of the Real Property Section of the North Carolina Bar Association - September 2012. This article contains practical...more

Common mistakes in LLP agreements

by Chris Robinson on

LLPs have now been around for a while and some common and serious errors are emerging in the way LLP agrements are written - even by commercial publishers. Does yours need reviewing?...more

Beware of Regulatory Crackdown on Unregistered Brokers

by TroyGould PC on

There is a growing regulatory crackdown on unregistered persons assisting businesses in raising capital. Finders and the businesses they assist must be extremely cautious about the myths that have developed from the...more

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