Front Line Interview Episode 1. Alison Taylor: Organizations, Compliance & Corruption
FCPA Compliance and Ethics Report-Episode 189-Compliance Evangelist
FCPA Compliance and Ethics Report-Episode 188-the BNY Mellon FCPA Enforcement Action
FCPA Compliance and Ethics Report-Episode 187-Francine McKenna from Market Watch at the Wall Street Journal
FCPA Compliance and Ethics Report-Episode 186-David Kotz on his book Financial Regulation and Compliance
An FCPA Journey to the Darkside & Steps to Protect Your Organization
FCPA Compliance and Ethics Report-Episode 185-Chris Sindik on Codes of Conduct for Third Party Suppliers
FCPA Compliance and Ethics Report-Episode 183-the Compliance Retreat and Podcast Movement 2015
FCPA Compliance and Ethics Report-Episode 181-Gar Hurst on Using Social Media Tools In Your Compliance Program
FCPA Compliance and Ethics Report-Episode 180-Introducing the FCPA Master Class Training
From Behind the Bribe: The Sharp End of Compliance
Strong Market Outlook Drives Growth of Philippine Companies
FCPA Compliance and Ethics Report-Episode 179-Tim Peterson on the FIFA Bribery Scandal and the SEC Investigation
FCPA Compliance and Ethics Report-Episode 178-Ben Locwin on Risk Assessments
FCPA Compliance and Ethics Report-Episode 177-Communication of Tone Around Compliance in your company
FCPA Compliance and Ethics Report-Episode 176-Tim Treanor on the PetroTiger Declination
Roger Arnold on the IMF, the Eurozone, and the Final Countdown for Greece
Brazilian American Law Center - Upclose and Personal
FCPA Compliance and Ethics Report-Episode 174-Matt Kelly on Dodd-Frank, Uber and Upcoming Compliance Week events
FCPA Compliance and Ethics Report-Episode 173-Adam Turteltaub on upcoming SCCE events
In this episode I report on the exciting news of my new consolidated website which brings together my blog posts, podcasts and introduces new social media offerings. I also discuss my new role as a Compliance Evangelist. ...more
WHAT ROLE WILL THE GOVERNMENT OF KOREA PLAY IN APPROVING AND REGULATING FOREIGN DIRECT INVESTMENT?
The Korean government takes an active, investor-friendly role in approving and regulating foreign direct investment....more
The FCPA Compliance and Ethics Report is out. Today I take a deep dive into the Bank of New York Mellon, FCPA enforcement action around the hiring of close family members violating the FCPA. I discuss the enforcement...more
WHAT ROLE WILL THE GOVERNMENT OF JAPAN PLAY IN APPROVING AND REGULATING FOREIGN DIRECT INVESTMENT?
Generally speaking, foreigners can conduct business in Japan on an equal legal footing with Japanese citizens. The...more
In this episode I visit with Francine McKenna, well known writer and speaker about Big 3 auditing and auditors. She has recently taken her considerable skills and talents to the Wall Street Journal where she now writes as the...more
1. WHAT ROLE WILL THE GOVERNMENT OF INDONESIA PLAY IN APPROVING AND REGULATING FOREIGN DIRECT INVESTMENT?
The existing Indonesian Investment Act is Law No. 25 of 2007, passed by the Indonesian House of Representatives...more
1. WHAT ROLE WILL THE GOVERNMENT OF INDIA PLAY IN APPROVING AND REGULATING FOREIGN DIRECT INVESTMENT?
Historically, India has been a regulated economy since its independence. The government of India (GOI) launched a new...more
In this episode, I visit with David Kotz, Managing Director at BRG who has recently released his latest book Financial Regulation and Compliance. He discusses the book and how CCOs should think through SEC investigations and...more
In this episode I visit with Chris Sindik from the Red Flag Group on his exhaustive study of Codes of Conduct for third party suppliers. Chris discusses his findings on best practices and recommendations going forward. ...more
Hong Kong is always rated as one of the world’s freest economies, one of the reasons being that the government has always adopted the approach of nonintervention.
Hong Kong strives to attract more foreign investors to...more
1. WHAT ROLE WILL THE GOVERNMENT OF CHINA PLAY IN APPROVING AND REGULATING FOREIGN DIRECT INVESTMENT?
In the past, foreign investment in China was highly regulated. However, following China’s entry into WTO in 2001,...more
In this episode I discuss my new service offering, the Compliance Retreat and some thought from Podcast Movement 2015 and you can be a part of the compliance podcast movement going forward. ...more
In this episode I visit with Gar Hurst, a partner at Givens and Johnston, an import/export compliance firm. He and his firm have developed a SW app, which capitalizes on social media concepts to assist his clients in import...more
In this episode I discuss my new service offering, the FCPA Master Class training. This training will be the premier nuts and bolts training on how to create, implement or enhance a best practices compliance program. ...more
In this episode I visit with Tim Peterson, a partner at McGonigle and Murphy on the burgeoning FIFA bribery scandal, the recent announcement that the SEC is investigating US companies involved with FIFA and the reasons folks...more
It has long been a well established exit route in developed markets for a private equity firm to sell its interest in a portfolio company to a listed company in exchange for shares in that listed company. Until recently, this...more
In this episode I visit with Ben Locwin, about his thought leadership around risk assessments. Ben has written extensively on the quantitative nature of risk assessments and various type of risk assessments. ...more
In this episode I discuss how to create and communicate a culture of compliance or tone throughout an organization. ...more
The Australian Government has demonstrated its commitment to create greater transparency around foreign investment in agricultural land by introducing a national Foreign Ownership of Agricultural Land Register (Register)....more
On February 26, 2015, the Committee on Foreign Investment in the United States (“CFIUS”) - the interagency body charged with reviewing the impact on U.S. national security of any merger, acquisition or takeover that could...more
REGULATION OF FOREIGN INVESTMENT -
One of the first matters a foreign company or investor must consider when planning to invest in New Zealand is the impact of New Zealand’s foreign investment policy.
In this episode, I visit with Tim Treanor, a partner at SidleyAustin. He was lead counsel for PetroTiger in its FCPA investigation. Tim talks about his investigation protocol and the arguments which led the DOJ to grant a...more
In this episode I visit with Compliance Week Editor Matt Kelly on how Dodd-Frank is working and affecting financial services, Uber and the recent ruling from the California Labor Board finding one Uber driver an employee and...more
In this episode, I visit with Adam Turteltaub from the SCCE. He discusses some upcoming SCCE academies and other events, including the 2015 Compliance and Ethics Institute, which will be held from Oct. 4-7 in Las Vegas. Adam...more
In this episode I visit with Scott Killingsworth on the recent SEC enforcement action in the SFX matter. In that case, the SEC held the CCO personally liability. We discuss the underlying facts, prior SEC pronouncements the...more
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