News & Analysis as of

International Trade Finance & Banking Science, Computers & Technology

Read need-to-know updates, commentary, and analysis on International Trade issues written by leading professionals.

This Week in FCPA-Episode 72, LIve From SCCE

by Thomas Fox on

In this episode, Jay Rosen and I are joined by Louis Sapirman, CCO at Dun & Bradstreet for a look at the pre-conference events around this year's SCCE 2017 Compliance and Ethics Institute. ...more

Key Regulatory Topics: Weekly Update - 6 October 2017 – 12 October 2017

by Allen & Overy LLP on

BREXIT - Uncorrected evidence relating to Brexit from House of Lords Select Committee on European Union - On 12 October, the HoL Select Committee on the EU published an uncorrected transcript of oral evidence taken from...more

FinTech Highlights from CFTC Chairman Giancarlo’s Testimony Before House Agricultural Committee

by Perkins Coie on

Earlier this week, CFTC Chairman Christopher Giancarlo testified before the House Agricultural Committee. The following are highlights of “Fin Tech” issues addressed during the course of that testimony....more

Day 9 of One Month to More Effective Compliance for Business Ventures - Post-Acquisition Integration Plan

by Thomas Fox on

Your company has just made its largest acquisition ever and your Chief Executive Officer (CEO) says that he wants you to have a compliance post-acquisition integration plan on his desk in one week. Where do you begin? Of...more

Day 8 of One Month to More Effective Compliance for Business Ventures-Post-Acquisition Integration Dates

by Thomas Fox on

Previously many compliance practitioners had based decisions in the M&A context on DOJ Opinion Release 08-02 (08-02), which related to Halliburton’s proposed acquisition of the UK entity, Expro. In 2011, the Johnson & Johnson...more

Compliance into the Weeds-Episode 57-SOX Reform or Not?

by Thomas Fox on

In this episode Matt Kelly and I discuss the Treasury Department’s recently released A Financial System That Creates Economic Opportunities-Capital Markets report. The report has multiple proposals, including multiple ideas...more

Draft Fintech Law bill introduced in Mexico

by White & Case LLP on

On September 18, 2017, the Ministry of Finance and Public Credit (SHCP) submitted to the Mexican Federal Commission for Regulatory Efficiency (Comisión Federal de Mejora Regulatoria, COFEMER) the draft bill of the Law...more

Compliance Man Goes Global-Episode 3

by Thomas Fox on

I welcome you to Episode 3 of Compliance Man Goes Global podcast of FCPA Compliance Report International Edition. As always, I am joined by Timur Khasanov-Batirov, a practitioner who focuses on embedding compliance programs...more

U.S. Treasury Warns Financial Institutions of Venezuelan Corruption and Money Laundering

The Financial Crimes Enforcement Network (FinCEN) of the U.S. Department of the Treasury issued an advisory on September 20 warning U.S. financial institutions of “money laundering schemes used by corrupt Venezuelan...more

FCPA Compliance Report-Episode 352, James Koukios on summer 2017 anti-corruption developments

by Thomas Fox on

In this episode, I have back James Koukios, a partner in the law firm of Morrison and Foerster. We review some of the top FCPA and international anti-corruption cases and issues which have occurred over the summer of 2017....more

Financial Services Quarterly Report - Third Quarter 2017: Global Update: Regulators Focus on Initial Coin Offerings

by Dechert LLP on

Since January 2017, more than $2 billion has been raised through the rapidly growing market for so-called “token sales” or “initial coin offerings” (ICOs). The U.S. Securities and Exchange Commission (SEC) announced on July...more

Bridging the Week - October 2017

Two Commodity Pool Operators Charged by CFTC with Failure to Supervise: The Commodity Futures Trading Commission brought and settled enforcement actions against two commodity pool operators for failure to supervise. In one...more

Everything Compliance-Episode 19

by Thomas Fox on

Show Notes for Everything Compliance-Episode 19, the Ubiquity Edition The top compliance roundtable podcast is back with a wealth of new topics. 1. Matt Kelly opens with a discussion of the Equifax data breach and its...more

ESMA Comments on MiFID II Implementation and Brexit

On September 29, 2017, Reuters.com reported on comments by Stephen Maijoor, ESMA Chair, on the implementation of MiFID II and Brexit. Mr. Maijoor believes that while implementation of the new rules under the MiFID II...more

MAS Clarifies Regulatory Position on Digital Token Offerings in Singapore

by Morgan Lewis on

The Monetary Authority of Singapore indicates that various forms of crowdfunding involving the use of digital tokens likely will be regulated if the digital tokens constitute products regulated under the Securities and...more

FCPA Compliance Report-Episode 350, Linda Justice and Her Nancy Drew Approach

by Thomas Fox on

Linda Justice brings Nancy Drew to your side to fill all those knowledge gaps in your pursuit of clients. Using her technical background in corporate investigations, she brings experience to business development, strategic...more

Day 2 of One Month to Better Compliance in Business Ventures-Key FCPA Enforcement Actions in M&A

by Thomas Fox on

Today, I want to consider some of the key FCPA enforcement actions involving mergers and acquisition. These cases and the 2012 Guidance have made clear that Justice Department and SEC will vigorously prosecute companies which...more

Compliance into the Weeds-Episode 56-the Fraud Triangle, Rationalizations and Compliance Programs

by Thomas Fox on

In this episode, Matt Kelly and I take a deep dive into an article by Todd Haugh, in the most recent issue of the MIT Sloan Management Review entitled, “The Trouble With Corporate Compliance Programs” that even best practices...more

Day 1 of One Month to More Effective Compliance for Business Ventures-Introduction

by Thomas Fox on

Today, I begin a one month series on how to have a more effective compliance program involving business ventures. This will include the role of compliance in mergers and acquisitions, the role of compliance in joint venture...more

FCPA Compliance Report-Episode 351, David McLaughlin of QuantaVerse on using AI for risk reduction

by Thomas Fox on

In this episode, I have a fascinating interview with David McLaughlin, founder and CEO of QuantaVerse, which has artificial intelligence and data analytics tools to help companies manage risk more effectively. We discuss the...more

Day 3 of One Month to More Effective Compliance in Business Ventures-Why Engage in Pre-Acquisition Due Diligence?

by Thomas Fox on

Why should a company engage in pre-acquisition due diligence in the mergers and acquisition context? Certainly compliance with anti-corruption laws such as the FCPA or UK Bribery Act is a good starting point. However there...more

Announcement Clarifies Regulatory Position on Initial Coin Offerings in Hong Kong

by Jones Day on

The Situation: The Hong Kong Securities and Futures Commission has issued a statement explaining that, depending on the facts and circumstances of an initial coin offering ("ICO"), the ICO and any digital tokens that are...more

This Week in FCPA-Episode 57, the Pay for Shoes Edition

by Thomas Fox on

Jay Rosen and I wrap up the week's top FCPA, compliance and ethics stories....more

Day 19 of One Month of Innovation in Compliance-Innovation in Compliance Leadership

by Thomas Fox on

While many compliance departments may have begun more as a command and control function, set up by lawyers to comply with anti-bribery laws such as the FCPA, UK Bribery Act or others; this type of leadership model is now...more

Financial Regulatory Observer - September 2017: Cybersecurity: Regulators show their teeth

by White & Case LLP on

New formal cybersecurity standards covering US financial institutions could have ramifications that reach far beyond New York. US regulators usually issue cybersecurity guidance instead of regulator standards and...more

910 Results
|
View per page
Page: of 37
Cybersecurity

Follow International Trade Updates on:

"My best business intelligence,
in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up using*

Already signed up? Log in here

*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
*With LinkedIn, you don't need to create a separate login to manage your free JD Supra account, and we can make suggestions based on your needs and interests. We will not post anything on LinkedIn in your name. Or, sign up using your email address.