FCPA Compliance and Ethics Report-Episode 189-Compliance Evangelist
FCPA Compliance and Ethics Report-Episode 188-the BNY Mellon FCPA Enforcement Action
FCPA Compliance and Ethics Report-Episode 187-Francine McKenna from Market Watch at the Wall Street Journal
Facing Bank Merger Challenges - Top Challenges and Managing Them
FCPA Compliance and Ethics Report-Episode 186-David Kotz on his book Financial Regulation and Compliance
FCPA Compliance and Ethics Report-Episode 185-Chris Sindik on Codes of Conduct for Third Party Suppliers
FCPA Compliance and Ethics Report-Episode 184-Marc Bohn on the Mead Johnson FCPA Enforcement Action
FCPA Compliance and Ethics Report-Episode 183-the Compliance Retreat and Podcast Movement 2015
FCPA Compliance and Ethics Report-Episode 182-Kate Atkinson on the Miller Chevalier Summer 2015 FCPA Report
FCPA Compliance and Ethics Report-Episode 181-Gar Hurst on Using Social Media Tools In Your Compliance Program
FCPA Compliance and Ethics Report-Episode 180-Introducing the FCPA Master Class Training
FCPA Compliance and Ethics Report-Episode 179-Tim Peterson on the FIFA Bribery Scandal and the SEC Investigation
FCPA Compliance and Ethics Report-Episode 178-Ben Locwin on Risk Assessments
FCPA Compliance and Ethics Report-Episode 177-Communication of Tone Around Compliance in your company
FCPA Compliance and Ethics Report-Episode 176-Tim Treanor on the PetroTiger Declination
FCPA Compliance and Ethics Report-Episode 175-Debra Bruce on new methods for law firm funding and its implications
FCPA Compliance and Ethics Report-Episode 174-Matt Kelly on Dodd-Frank, Uber and Upcoming Compliance Week events
FCPA Compliance and Ethics Report-Episode 173-Adam Turteltaub on upcoming SCCE events
FCPA Compliance and Ethics Report-Episode 172-Scott Killingsworth on Personal Liability of CCOs
FCPA Compliance and Ethics Report-Episode 171-FCPA Enforcement in the Energy Industry
If a takeover bidder's share price falls materially, can the bidder withdraw its bid or lower its bid price? If not, how can the bidder protect itself in a volatile market?
Under Australian rules, a bidder cannot...more
The Macron Law Modifies French Competition Rules and Procedures.
After seven months of discussions before the French Parliament, the bill on “Growth and Activity and Equality of Economic Opportunities” known as the...more
In this episode I report on the exciting news of my new consolidated website which brings together my blog posts, podcasts and introduces new social media offerings. I also discuss my new role as a Compliance Evangelist. ...more
WHAT ROLE WILL THE GOVERNMENT OF KOREA PLAY IN APPROVING AND REGULATING FOREIGN DIRECT INVESTMENT?
The Korean government takes an active, investor-friendly role in approving and regulating foreign direct investment....more
Parties to transactions involving personal data in Europe are well-advised to investigate whether individual consent or the offer of opt-outs are required to avoid the risk of fines and other sanctions imposed by the DPA or...more
The FCPA Compliance and Ethics Report is out. Today I take a deep dive into the Bank of New York Mellon, FCPA enforcement action around the hiring of close family members violating the FCPA. I discuss the enforcement...more
WHAT ROLE WILL THE GOVERNMENT OF JAPAN PLAY IN APPROVING AND REGULATING FOREIGN DIRECT INVESTMENT?
Generally speaking, foreigners can conduct business in Japan on an equal legal footing with Japanese citizens. The...more
Can you get a sense of place from listening to a song? In an article in the Financial Times (FT), entitled “The Life of a Song – Georgia On My Mind”, Mike Hobart wrote that when you “combine Stuart Gorrell’s lyrics with Hoagy...more
In this episode I visit with Francine McKenna, well known writer and speaker about Big 3 auditing and auditors. She has recently taken her considerable skills and talents to the Wall Street Journal where she now writes as the...more
1. WHAT ROLE WILL THE GOVERNMENT OF INDONESIA PLAY IN APPROVING AND REGULATING FOREIGN DIRECT INVESTMENT?
The existing Indonesian Investment Act is Law No. 25 of 2007, passed by the Indonesian House of Representatives...more
In a press release on 30 July 2015, the Bavarian data protection authority (DPA) announced that it had recently fined both seller and purchaser for unlawfully transferring customer data as part of an asset...more
1. WHAT ROLE WILL THE GOVERNMENT OF INDIA PLAY IN APPROVING AND REGULATING FOREIGN DIRECT INVESTMENT?
Historically, India has been a regulated economy since its independence. The government of India (GOI) launched a new...more
In this episode, I visit with David Kotz, Managing Director at BRG who has recently released his latest book Financial Regulation and Compliance. He discusses the book and how CCOs should think through SEC investigations and...more
On August 6, OFAC announced a $271,815 settlement with a New York-based insurance company with an overall focus on marine insurance and related lines of business, professional liability insurance, and commercial umbrella and...more
Recently, governmental authorities have pursued corruption investigations in Latin America with a vigor traditionally not seen. One potential result is a significant disruption of business. While there are inherent risks in...more
In this episode I visit with Chris Sindik from the Red Flag Group on his exhaustive study of Codes of Conduct for third party suppliers. Chris discusses his findings on best practices and recommendations going forward. ...more
Hong Kong is always rated as one of the world’s freest economies, one of the reasons being that the government has always adopted the approach of nonintervention.
Hong Kong strives to attract more foreign investors to...more
The SEC has adopted a final “pay ratio” rule required by Section 953(b) of the Dodd-Frank Act. In general, the “pay ratio” rule requires public companies to disclose the median of the annual total compensation of all...more
1. WHAT ROLE WILL THE GOVERNMENT OF CHINA PLAY IN APPROVING AND REGULATING FOREIGN DIRECT INVESTMENT?
In the past, foreign investment in China was highly regulated. However, following China’s entry into WTO in 2001,...more
This outline discusses, in plain English, the regulatory provisions called into play under IRC § 367(b) on acquisitive mergers and other non-divisive corporate reorganizations. A Section 367(b) acquisitive reorganization...more
In this episode I discuss my new service offering, the Compliance Retreat and some thought from Podcast Movement 2015 and you can be a part of the compliance podcast movement going forward. ...more
French merger control: The Competition Authority agrees to approve the prospective acquirer of assets sold by the purchaser -
On May 15, 2015, the Competition Authority authorized, subject to certain conditions, the...more
In this episode I visit with Gar Hurst, a partner at Givens and Johnston, an import/export compliance firm. He and his firm have developed a SW app, which capitalizes on social media concepts to assist his clients in import...more
In this episode I discuss my new service offering, the FCPA Master Class training. This training will be the premier nuts and bolts training on how to create, implement or enhance a best practices compliance program. ...more
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