Securities Law › Civil Rights

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News & Analysis as of May 18, 2013

THE SARBANES-OXLEY ACT OF 2002 Section 806 -- Protection for Employees of Publicly Traded Companies Who Provide Evidence of Fraud

by Barry Fagan on 3/8/2013

"Whistleblower Protection for Employees of Publicly Traded Companies.--No company with a class of securities registered under section 12 of the Securities Exchange Act of 1934 (15 U.S.C. 78l), or that is required to file...more

Second Circuit Overturns Pryor Cashman Client’s Bank Fraud and Aggravated Identity Theft Convictions

by Pryor Cashman LLP on 11/15/2012

New York Law Journal November 15, 2012 Press Release and Media Coverage In a major decision announced November 8, 2012, the U.S. Court of Appeals for the Second Circuit has overturned Pryor Cashman client Felix Nkansah’s...more

Immigration Alert: May 2012

by Epstein Becker & Green, P.C. on 6/1/2012

In this issue: - H-1B Nonimmigrant Applications Approach Cap Limits for Fiscal Year 2013 - ICE Expands Worksite Enforcement Efforts - SEC Investigates Chipotle's Hiring Practices - NLRB Provides Guidance...more

How to Handle Whistleblower Claims and Try to Avoid a Retaliation Lawsuit

by Snell & Wilmer L.L.P. on 2/29/2012

It is not uncommon for employees in the workplace to complain about their hours, their pay, or how they are treated by their supervisor or co-workers or the safety standards at their workplace (or lack thereof). So when...more

9th Circuit Affirms Judgment for Teck Alaska in Title VII Shareholder Preference Suit -Court validates ANCSA shareholder...

by Davis Wright Tremaine LLP on 5/23/2011

In Conitz v. Teck Alaska, a case involving shareholder preferences closely watched by ANCSA corporations and others, the U.S. Court of Appeals for the 9th Circuit issued a brief unpublished decision affirming the district...more

A Question That You May Want To Add To Your Investor Suitability Questionnaire

by Allen Matkins Leck Gamble Mallory & Natsis... on 5/9/2011

Issuers typically use investor suitability questionnaires to elicit information from potential investors in order to substantiate exemptions under federal and/or state securities laws. For example, issuers will often ask...more

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