Corporate and Financial Weekly Digest - April 30, 2010

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In this issue:

*SEC/CORPORATE

..SEC Announces Filing Fee Increases for FY 2011

*BROKER DEALER

..SEC Approves Reporting of Asset-Backed Securities Transactions to TRACE

..SEC Approves Amendments to Require Reporting of OTC Trades in Equity Securities Within 30 Seconds of Execution

*PRIVATE INVESTMENT FUNDS

..ABA Letter Argues Dodd Bill Would Limit Rule 506 Offerings

*CFTC

..Futures Industry Association Releases Market Access Risk Management Recommendations

..CFTC Determines Seven Contracts Traded on ICE Are Significant Price Discovery Contracts

*LITIGATION

..Sixth Circuit Rules That Officer/Director Bar Is Not Punitive

..Court Refuses to Take Judicial Notice of Securities Violations in Related Action

*BANKING

..FDIC Proposes Change to Deposit Insurance Assessment System

*EXECUTIVE COMPENSATION AND ERISA

..Investment Adviser Convicted of Defrauding Employee Benefit Plan

*UK DEVELOPMENTS

..FSA Fines Commerzbank for Transaction Reporting Failures

Please see full newsletter below for more information.

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