In this issue:
*SEC/CORPORATE
..SEC Announces Filing Fee Increases for FY 2011
*BROKER DEALER
..SEC Approves Reporting of Asset-Backed Securities Transactions to TRACE
..SEC Approves Amendments to Require Reporting of OTC Trades in Equity Securities Within 30 Seconds of Execution
*PRIVATE INVESTMENT FUNDS
..ABA Letter Argues Dodd Bill Would Limit Rule 506 Offerings
*CFTC
..Futures Industry Association Releases Market Access Risk Management Recommendations
..CFTC Determines Seven Contracts Traded on ICE Are Significant Price Discovery Contracts
*LITIGATION
..Sixth Circuit Rules That Officer/Director Bar Is Not Punitive
..Court Refuses to Take Judicial Notice of Securities Violations in Related Action
*BANKING
..FDIC Proposes Change to Deposit Insurance Assessment System
*EXECUTIVE COMPENSATION AND ERISA
..Investment Adviser Convicted of Defrauding Employee Benefit Plan
*UK DEVELOPMENTS
..FSA Fines Commerzbank for Transaction Reporting Failures
Please see full publication below for more information.