In This Issue:
..SEC Issues New Interpretations on Executive Compensation
..Delaware Chancery Court Rules on Use of Poison Pills
..Shareholder Claims of Federal Securities Fraud Survive CEO’s Motion to Dismiss
..Bankruptcy Judge Makes Important Ruling Impacting Madoff Investors
..FINRA Issues Annual Exam Priorities Letter
*PRIVATE INVESTMENT FUNDS
..Connecticut General Assembly Re-proposes Transparency and Disclosure Bill
*INVESTMENT COMPANIES AND INVESTMENT ADVISERS
..Custody Rule Changes to Become Effective
..Federal Agencies Issue Guidance Regarding the Bank Secrecy Act and Beneficial Ownership
*EXECUTIVE COMPENSATION AND ERISA
..Treasury, IRS Issue Proposed Regulations and Guidance Addressing FBAR Reporting Requirements for Retirement Plans
..COBRA Subsidy Extended Through March
..CESR Publishes European Short Selling Disclosure Regime
..IOSCO Publishes Template for Hedge Fund Data Collection
Please see full newsletter below for more information.
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