In This Issue:
..SEC Issues New Compliance and Disclosure Interpretations
..SEC Approves New Stock-by-Stock Circuit Breakers Rules
..CFTC Proposes Rules Requiring Equal Access to Co-Location Services
..Receipt of Stock Options Insufficient to Show Continuation of Alleged Conspiracy
..Second Circuit Holds That Interpreting Contract as Requiring Exclusivity Would Be Illogical
..Bargain Purchase Gains Subject to Regulatory Cutback
..FDIC Issues Guidance on Deposit Placement and Collection Activities
*INSURANCE CAPITAL MARKETS
..Ambac Commutes Policies Supporting CDOs of Asset-Backed Securities with Banks
..Rhode Island Court Rules on Stranger-Originated Annuities
*EXECUTIVE COMPENSATION AND ERISA
..IRS Finalizes Public Employer Stock Fund Diversification Requirements
..FSA Annual Report Published
..FSA Continues to Focus on Client Money
Please see full newsletter below for more information.
Firefox recommends the PDF Plugin for Mac OS X for viewing PDF documents in your browser.
We can also show you Legal Updates using the Google Viewer; however, you will need to be logged into Google Docs to view them.
Please choose one of the above to proceed!
LOADING PDF: If there are any problems, click here to download the file.