Corporate and Financial Weekly Digest - February 26, 2010


In This Issue:


..SEC Adopts Proxy Rule Changes to Notice and Access Model

..SEC Issues Technical Corrections to Recent Rule Amendments


..Employer Not Named in Employment Agreement Can Enforce Arbitration Clause

..Unwitting Beneficiaries of Ponzi Scheme Cannot Discharge Debt Under Chapter 7


..SEC Adopts Uptick Rule Restricting Certain Short Sales

..SEC Approves Amendments to FINRA Rules Governing Expedited Proceedings

..FINRA Provides Guidance from SEC on FAS 167 for FOCUS Reporting

..FINRA to Amend Arbitration Rules Regarding Deficient Claims



..Deadline for Annual Form ADV Update Approaches


..Fed Explains New Overdraft Rules for Debit and ATM Cards


..Employers Should Note White House Attempt to Revive Health Care Reforms


..FSA Hedge Fund Surveys Conclusions Published

..FSA Fines Financial Advice Firm £700,000 for Failings Relating to Lehman-Backed Structured Product Sales

Please see full newsletter below for more information.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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