Corporate and Financial Weekly Digest - April 23, 2010

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In this issue:

SEC/CORPORATE

*NASDAQ Amends Global Select Market Initial Listing Requirements

BROKER DEALER

*FINRA Issues Guidance Regarding Private Placement Obligations

FINANCIAL MARKETS

*Senate Committee Approves Wall Street Transparency and Accountability Act

CFTC

*NFA Proposes Amendments to “Know Your Customer” Rules

*CFTC to Consider Whether ICE, NGX, CCX Contracts Perform Significant Price Discovery Function

LITIGATION

*Anonymous Internet Promoter Liable for Securities Fraud

*Seller Had No Duty to Investigate Accuracy of Information

EXECUTIVE COMPENSATION AND ERISA

*Health Care Reform: Insured Health Plans to Comply with Nondiscrimination Rules

*COBRA Subsidy Extended Until May 31

UK DEVELOPMENTS

*FSA Fines London Stockbroker for Penny Stocks Failings

*FSA Announces Market Abuse Fines and Bans

EU DEVELOPMENTS

*CESR Consults on Technical Advice for the European Commission Review of MiFID

Please see full newsletter below for more information.

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