Corporate and Financial Weekly Digest - April 23, 2010

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In this issue:

SEC/CORPORATE

*NASDAQ Amends Global Select Market Initial Listing Requirements

BROKER DEALER

*FINRA Issues Guidance Regarding Private Placement Obligations

FINANCIAL MARKETS

*Senate Committee Approves Wall Street Transparency and Accountability Act

CFTC

*NFA Proposes Amendments to “Know Your Customer” Rules

*CFTC to Consider Whether ICE, NGX, CCX Contracts Perform Significant Price Discovery Function

LITIGATION

*Anonymous Internet Promoter Liable for Securities Fraud

*Seller Had No Duty to Investigate Accuracy of Information

EXECUTIVE COMPENSATION AND ERISA

*Health Care Reform: Insured Health Plans to Comply with Nondiscrimination Rules

*COBRA Subsidy Extended Until May 31

UK DEVELOPMENTS

*FSA Fines London Stockbroker for Penny Stocks Failings

*FSA Announces Market Abuse Fines and Bans

EU DEVELOPMENTS

*CESR Consults on Technical Advice for the European Commission Review of MiFID

Please see full newsletter below for more information.

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Published In: Finance & Banking Updates, Health Updates, International Trade Updates, Labor & Employment Updates, Securities Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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