In this issue:
*NASDAQ Amends Global Select Market Initial Listing Requirements
*FINRA Issues Guidance Regarding Private Placement Obligations
*Senate Committee Approves Wall Street Transparency and Accountability Act
*NFA Proposes Amendments to “Know Your Customer” Rules
*CFTC to Consider Whether ICE, NGX, CCX Contracts Perform Significant Price Discovery Function
*Anonymous Internet Promoter Liable for Securities Fraud
*Seller Had No Duty to Investigate Accuracy of Information
EXECUTIVE COMPENSATION AND ERISA
*Health Care Reform: Insured Health Plans to Comply with Nondiscrimination Rules
*COBRA Subsidy Extended Until May 31
*FSA Fines London Stockbroker for Penny Stocks Failings
*FSA Announces Market Abuse Fines and Bans
*CESR Consults on Technical Advice for the European Commission Review of MiFID
Please see full newsletter below for more information.
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