Corporate and Financial Weekly Digest - April 16, 2010


In this issue:


..SEC Proposes Creation of Large Trader Reporting System

..Pink OTC Markets Inc. Announces Creation of OTCQBTM Marketplace


..SEC Proposes New Measures to Protect Investors in Options Markets

..FINRA Issues Guidance on Providing Consolidated Financial Account Reports to Customers


..Federal Regulators Release Model Consumer Privacy Notice Online Form Builder


..Chicago Mercantile Exchange Introduces Mandatory Globex Credit Controls

..REMINDER: New Quarterly Reporting Requirement for CPOs in Effect; First Reports Due May 17


..Third Circuit Rejects Novel Government Securities Fraud Theory

..Failure to Disclose Merger Talks Does Not Violate Securities Laws


..Transaction Account Guarantee Program Is Extended by FDIC


..Financial Services Act 2010 Passed

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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