Corporate and Financial Weekly Digest - April 16, 2010

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In this issue:

*SEC/CORPORATE

..SEC Proposes Creation of Large Trader Reporting System

..Pink OTC Markets Inc. Announces Creation of OTCQBTM Marketplace

*BROKER DEALER

..SEC Proposes New Measures to Protect Investors in Options Markets

..FINRA Issues Guidance on Providing Consolidated Financial Account Reports to Customers

*FINANCIAL MARKETS

..Federal Regulators Release Model Consumer Privacy Notice Online Form Builder

*CFTC

..Chicago Mercantile Exchange Introduces Mandatory Globex Credit Controls

..REMINDER: New Quarterly Reporting Requirement for CPOs in Effect; First Reports Due May 17

*LITIGATION

..Third Circuit Rejects Novel Government Securities Fraud Theory

..Failure to Disclose Merger Talks Does Not Violate Securities Laws

*BANKING

..Transaction Account Guarantee Program Is Extended by FDIC

*UK DEVELOPMENTS

..Financial Services Act 2010 Passed

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