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Accounting Compliance

NAVEX

SEC Office of the Whistleblower Annual Report to Congress – 3 Things You Need to Know

NAVEX on

On November 14, 2023 the Securities and Exchange Commission (SEC) released its annual Office of the Whistleblower Report to Congress for fiscal year 2023 (October 1, 2022-September 30, 2023). This report highlighted several...more

American Conference Institute (ACI)

[Webinar] Setting the Record Straight on AI & ML for Legal and Compliance: What They Are – and Aren’t – and the Lesser-Known Risks...

During this highly anticipated webinar, legal and forensic experts will provide invaluable takeaways on the risks, benefits and best practices for leveraging artificial intelligence and machine learning for your compliance...more

Wiley Rein LLP

[Webinar] 2023 Federal Infrastructure Series: Navigating the Federal Grant Compliance Landscape - May 16th, 12:00 pm - 1:00 pm EDT

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Please join us for the fourth episode of Wiley’s Federal Infrastructure Webinar series, a series of webinars that will bring together attorneys from across the firm to discuss current developments relating to the federal...more

Latham & Watkins LLP

The International Investigations Review, 12th Edition - England & Wales

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In its second year, the Biden administration has made clear its prioritisation of white-collar prosecutions. This includes changes in policy and guidance, such as a renewed focus on individual accountability, an increased...more

Foodman CPAs & Advisors

OFAC Pone Los Servicios De Contabilidad A Los Ciudadanos Rusos Fuera De Los Límites

Los servicios de contabilidad, la formación de empresas y fideicomisos o los servicios de consultoría de gestión ahora están fuera del alcance de los ciudadanos rusos según el anuncio de la Oficina de Control de Activos...more

Foodman CPAs & Advisors

OFAC Puts Accounting Services To Russian Nationals Off-Limits

Accounting Services, Trust and Corporate Formation, or Management Consulting Services are now off limits to Russian Nationals as per the May 8, 2022 U.S. Department of the Treasury’s Office of Foreign Assets Control (“OFAC”)...more

Faegre Drinker Biddle & Reath LLP

Ubiquitous Use of WhatsApp and Other Unrecorded Internal Communications Result in Substantial Penalties in Recent SEC, CFTC...

The SEC has, for many years, used broker-dealer and associated persons’ failure to create and maintain books and records as a basis for the imposition of serious penalties. In recent actions, it appears to be continuing—and...more

American Conference Institute (ACI)

[Virtual Conference] DCAA & DCMA Cost, Pricing, Compliance & Audits - June 8th - 9th, 9:00 am - 4:45 pm EST

ACI’s 12th Advanced Forum on DCAA & DCMA Cost, Pricing, Compliance & Audits will take place on June 8 – 9th in a virtual format. This is a leading event for defense, aerospace and other government contractors, and industry...more

Faegre Drinker Biddle & Reath LLP

SEC Enforcement Victory in its Efforts to Police Cannabis Industry Investments

As the cannabis industry continues to evolve and generate capital raising and investment opportunities, the SEC Division of Enforcement will continue to closely keep watch and target the bad actors that new market...more

The Volkov Law Group

Revised FCPA Guidance: Effective Compliance Program and Internal Controls (Part V of V)

The Volkov Law Group on

The initial FCPA Guidance included valuable compliance program guidance keyed to the heading, “Hallmarks of an Effective Compliance Program.”  Issued in 2012, the outline of an effective compliance program was an important...more

American Conference Institute (ACI)

[Webinar] Virtual Conference on DCAA & DCMA Cost, Pricing, Compliance & Audits - August 25th - 26th, 9:00 am - 5:30 pm EDT

From the comfort of your own home office, join us at ACI's virtual Annual Advanced Forum on DCAA & DCMA Cost, Pricing, Compliance & Audits taking place on August 25-26, 2020 which addresses the latest developments on business...more

Thomas Fox - Compliance Evangelist

The FCPA Resources Guide, Second Edition – the Accounting Provisions

The next area I want to explore in the RESOURCE GUIDE TO THE U.S. FOREIGN CORRUPT PRACTICES ACT, SECOND EDITION is around the information found in the chapter on Accounting Provisions, including both books and records and...more

Health Care Compliance Association (HCCA)

Report on Patient Privacy Volume 20, Number 3. Privacy Briefs: March 2020

Report on Patient Privacy 20, no. 3 (March 2020) - As the new coronavirus, COVID-19, spreads across the United States, the HHS Office for Civil Rights (OCR) is reminding HIPAA covered entities and business associates that...more

Thomas Fox - Compliance Evangelist

What is non-GAAP?

What is non-GAAP?...more

Franczek P.C.

Wage and Hour Basics Series: The "Fee Basis" and the Proposed FLSA Regulations

Franczek P.C. on

As we have discussed in the past, to be eligible for one of the “white collar” exemptions (executive, administrative, or professional) or as a highly compensated employee (HCE), Section 541.600 of the FLSA regulations...more

Thomas Fox - Compliance Evangelist

Miss Marple Short Stories and SEC Enforcement of the FCPA, Part I

I am a huge Agatha Christie fan. I have read most of the Poriot novels and many of the Jane Marple novels as well. However, I was not aware of Christie’s work in the short story format until I recently read a volume entitled...more

Ballard Spahr LLP

The SEC’s Renewed Focus on Financial Reporting and Accounting Fraud

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In several recent public speeches, the Securities and Exchange Commission (SEC) has announced a renewed focus on financial reporting and accounting fraud, vowing to devote substantial resources to enforcement activities in...more

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