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Best Management Practices Compliance

Mitratech Holdings, Inc

A Manager's Guide To Performance Review Comments

Performance reviews feel like a daunting task for managers and employees alike. Yet, they hold immense potential to foster growth and enhance workplace dynamics....more

Society of Corporate Compliance and Ethics...

Interactive Compliance Policies

In a perfect world, whenever employees face a difficult decision or outright compliance issue, the right policy would automatically pop up in front of them. While that is not likely to happen soon, Jannica Houben, Vice...more

Reveal

Best Practices, Scenarios, and Tools for Optimal Outcomes

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From a human resources (HR) perspective, the workplace is full of landmines. From combatting sexual harassment allegations to providing reasonable accommodations for people with disabilities, employers have their work cut out...more

NAVEX

20 Questions to Ask When Prioritizing Your Policy Development Efforts (Updated)

NAVEX on

Having too many policies can burden your organization, but having too few exposes it to unnecessary risk. That means we need to assess which policies we prioritize first in our policy management process. As a rule of thumb,...more

Thomas Fox - Compliance Evangelist

Coronavirus Travel and Meeting Ban – An Opportunity for New Compliance Communications

It looks like travel will now be shut down, at least through the end of April, if not longer for most US companies. This travel ban may well also include a ban on face-to-face gatherings of one or more persons. Of course that...more

Mitratech Holdings, Inc

Why Policy Management Should Be Easy

Mitratech Holdings, Inc on

We’re halfway through this series of blog posts on ease of use being the top criterion when buying a policy management solution.  Now, in part three, we’ll dig even deeper into this by examining the questions you should ask...more

NAVEX

5 Practical Principles for Policy & Procedure Management

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Many failures in business today could be addressed or even prevented with better policy management. Data breaches, workplace accidents, employee misconduct, third-party incidents, customer complaints, and more are often...more

Mitratech Holdings, Inc

EMEA Compliance - Communicating Your Code of Conduct

Imagine this… you’re an EMEA compliance manager, and you’ve spent time and effort creating your organisation’s Code of Conduct policy. You make it accessible to everybody in the business, maybe by adding it to your intranet...more

Mitratech Holdings, Inc

Work Smarter Not Bigger - The Motto of Modern Compliance Teams

Thanks to the 2008 financial crisis, the compliance industry experienced a significant boomtown phase for years. For a while, the compliance functions at various companies expanded at a rapid rate. ...more

Mitratech Holdings, Inc

Reflections on Compliance Week and Policy Management

Recently I had the pleasure of attending Compliance Week 2018 in Washington, DC. Each year, the U.S. conference is held at the historic Mayflower Hotel where somewhere between four and five hundred attendees gather at this...more

Mitratech Holdings, Inc

Best Practices for Policy Management

Like the many gears that keep machinery running efficiently and working together, an effective policy management program involves many moving parts. Trying to wrangle these parts on your own, without help from a software...more

Thomas Fox - Compliance Evangelist

FCPA Compliance Report-Episode 382, Susan Divers on LRN’s 2018 Program Effectiveness Report

In this episode Susan Divers, Senior Advisor at LRN returns to talk about "LRN’s 2018 Program Effectiveness Report."...more

Thomas Fox - Compliance Evangelist

Starbucks and Lessons for the Compliance Practitioner in Risk Management

Recently Starbucks generated extremely negative news for having Philadelphia police arrest two persons who were waiting for a third person for a meeting. I want to use this most recent black eye for Starbucks and an earlier...more

Epiq

The Benefits of Advanced Analytics for Financial Institutions: A Breakthrough for Efficiency and Compliance

Epiq on

Many attorneys are under the impression that keyword searches are the core of discovery. Their assumption is that the natural (and perhaps only) method for locating documents is to run a simple language search through a large...more

Thomas Fox - Compliance Evangelist

MLB Drops the Ball on Discipline

Your discipline must be transparent and consistent. If you are going to suspend players for racially mocking gestures during the season and they make one during the World Series, they get suspended during the World Series....more

Thomas Fox - Compliance Evangelist

Retooling Your Compliance Program

Today’s lesson from the world of sports informs our discussion of compliance and the risk management process; consisting of forecasting, risk assessment and risk management as a way to retool the focus of your compliance...more

Thomas Fox - Compliance Evangelist

Compliance and Plan C: Operationalization During Economic Uncertainties

The current economic climate continues to be in flux, with many companies falling back to Plan C, which is hunker down and ride things out until the next Presidential election and hope for some clarity in 2020. This obviously...more

NAVEX

20 Questions to Ask when Prioritizing Your Policy Development Efforts

NAVEX on

Having too many policies can burden your organization, but having too few exposes it to unnecessary risk. That means we need to prioritize which policies we will develop (or revise) first. As a rule of thumb, policies are...more

Thomas Fox - Compliance Evangelist

Leadership Lessons from Mutiny on the Bounty

In honor of February and its traditional run up to the Oscars, in my podcast on business leadership, 12 O’Clock High, a podcast on business leadership, I am exploring leadership lessons from Oscar-winning Best Pictures. In...more

Thomas Fox - Compliance Evangelist

Rodriguez ‘Retires’ – Lessons for the Compliance Practitioner

Alex Rodriguez announced his retirement from baseball, effective Friday, August 12. In a New York Times (NYT) article he said, “Saying goodbye may be the hardest part of the job,” “But that’s what I’m doing today. As far as...more

NAVEX

Preview the Top Three Findings from our 2016 Policy Management Benchmark Report

NAVEX on

In our second annual policy management benchmark report, which will be released first to everyone who registers for our upcoming webinar, we’ve uncovered new trends and insights that you can put to work in your program today....more

NAVEX

Does Your Ethics & Compliance Policy Management Work? [Survey Says...]

NAVEX on

The most definitive set of benchmarking data on ethics and compliance policy management ever compiled: NAVEX Global conducted an anonymous survey of nearly 900 ethics and compliance professionals about policy...more

NAVEX

[Complimentary Research Report] NAVEX Global's 2015 E&C Policy Management Benchmark Report

NAVEX on

Policy management has been — and remains — a maturing business practice. As a result, many compliance professionals are not working against industry benchmarks to answer such questions as: - How much are other...more

NAVEX

[Webinar] Benchmarking Your Policy Management Program - May 21, 10:00am PT / 1:00pm ET

NAVEX on

Join this free webinar to hear compelling survey results and answers to questions such as: What are organizations doing to address policy management today? What are E&C leaders’ top policy management...more

Thomas Fox - Compliance Evangelist

FCPA Compliance and Ethics Report-Episode 154-Compliance Leadership-Persuasion, Influence, Tools & Tips, Skills and Tips

In this episode, I discuss some of the tools which a compliance practitioner or CCO can use to further compliance in an organization. ...more

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