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Broker-Dealer Corp Fin

White & Case LLP

Corp Fin Staff Issues Helpful Proxy Guidance Amid COVID-19 Concerns

White & Case LLP on

March 14, 2020, the staff (the “Staff”) of the Division of Corporation Finance of the Securities and Exchange Commission (“SEC” or the “Commission”) provided helpful guidance to issuers, shareholders and other market...more

Cooley LLP

Blog: Corp Fin Staff Issues New CDI Regarding Representations Required In Exxon Capital Exchanges

Cooley LLP on

Corp Fin has posted a new CDI regarding the use of Form S-4 in connection with so-called “Exxon Capital” exchanges. In an Exxon Capital exchange (Exxon Capital Holdings Corporation (April 13, 1988)), an issuer that has...more

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