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Broker-Dealer › GAAS

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Broker-Dealer Audits: PCAOB Disciplinary Orders and Extraordinary Cooperation Credit

McGuireWoods LLP on 7/16/2015

Despite a decreased budget in 2015, Public Company Accounting Oversight Board (PCAOB) Chairman James R. Doty believed there would be enough resources to continue with the PCAOB’s strategic plan to serve as the oversight body...more

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Broker-Dealer › GAAS

Broker-Dealer Audits: PCAOB Disciplinary Orders and Extraordinary Cooperation Credit

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