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Broker-Dealer › Segregated Funds

Eversheds Sutherland (US) LLP

CFTC Clarifies Dealer Requirement to Notify Customers of Right to Segregation of Initial Margin for Uncleared Swaps

Eversheds Sutherland (US) LLP on

On October 31, the Division of Swap Dealer and Intermediary Oversight (Division) of the Commodity Futures Trading Commission (CFTC) issued a staff interpretation regarding the notification of the right to segregation of...more

Katten Muchin Rosenman LLP

Corporate and Financial Weekly Digest - February 1, 2013

Katten Muchin Rosenman LLP on

In this issue: - SEC Extends Expiration Date for Interim Final Rules Providing Exemptions for Security-Based Swaps - NFA Sets Implementation Deadline for Phase 1 of Customer Segregated Funds Reporting - CFTC to...more

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