News & Analysis as of

Chief Compliance Officers Business Continuity Plans

Society of Corporate Compliance and Ethics...

[Virtual Event] Corporate Compliance Enforcement Conference - June 6th, 8:00 am - 5:00 pm CT

How do enforcement priorities impact your compliance program? Supply chains, tech tools, consumer data, the use of sanctions, the list is long — there are a vast number of organizational processes and procedures under...more

Mitratech Holdings, Inc

[Virtual Conference] Interact EMEA 2021: Expect Success: New Solutions for the New Normal - May 19th - 20th, 11:00 am - 5:00 pm...

Join Mitratech Interact EMEA 2021 Join a virtual gathering of the world’s foremost community of risk mitigation and operational excellence professionals, all dedicated to digital transformation of corporate legal operations...more

NAVEX

4 Steps To Start a Business Continuity Plan

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Most risk and compliance professionals already grasp the importance of business continuity planning. Pandemics, climate disasters, cybersecurity attacks, and supply chain instability tend to have that effect on this crowd. ...more

NAVEX

Hindsight is 2020: Top Tips from 7 Risk & Compliance Experts

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As we embrace 2021, we would be remiss to move forward without pulling lessons learned from 2020. We’ve experienced many firsts in the past year – be it COVID-19 and its implications on every aspect of our lives, new...more

NAVEX

A Risk and Compliance Carol

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So, that happened. Finally, 2020 is (almost) over. Rarely have so many been so happy to see a year go. COVID-19 shaped almost every aspect of our lives these past 10 months. But before we mercifully toss this year down the...more

NAVEX

3 Ways to Boost Compliance During COVID-19

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Companies have been moving at breakneck speed to respond to the COVID-19 pandemic. As a compliance professional, you’ve been there: from work-from-home and planning to go back to work, to layoffs and furloughs, to sales...more

The Volkov Law Group

Are Compliance Officers “Essential”?

The Volkov Law Group on

In these challenging times, when governments around the world are asking all “non-essential” workers to stay home, and companies are struggling with business interruptions and difficult decisions regarding pay-cuts, layoffs...more

NAVEX

Entering the Era of Operational Resilience

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Compliance and risk management professionals take naturally to acronyms and terms of art that help us understand what we do, so let me introduce one that’s likely to become more important in years to come. Operational...more

Thomas Fox - Compliance Evangelist

Day 17 of One Month to More Effective Continuous Improvement-Financial Health Monitoring

Continuous improvement can take many ways, shapes and forms. Typically, when it comes to third-party risks, a Chief Compliance Officer (CCO) or compliance professional will consider the ownership structure to see if there is...more

Eversheds Sutherland (US) LLP

SEC Issues Guidance on Business Continuity Planning for Registered Investment Companies

On June 27, the staff of the Securities and Exchange Commission’s (Commission or SEC) Division of Investment Management (IM) issued a Guidance Update on business continuity planning for registered investment companies...more

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