News & Analysis as of

Direct Access Partners Department of Justice (DOJ)

Thomas Fox - Compliance Evangelist

FCPA Year for the DOJ in 2015

Foreign Corrupt Practices Act (FCPA) enforcement by the Department of Justice (DOJ) was a bit different in 2015 than the preceding years. Obviously the record fines and penalties of 2014 dropped considerably. Further, there...more

Thomas Fox - Compliance Evangelist

The FIFA Indictments and Travel Act Prosecutions under the FCPA

While the indictments last week against 14 individuals who were members or associated with Fédération Internationale de Football Association (FIFA) did not include any alleged violations of the Foreign Corrupt Practices Act...more

The Volkov Law Group

FCPA Enforcement Against Broker-Dealers: A New Headache For CCOs

The Volkov Law Group on

In 2010, Wall Street shuddered when it was disclosed that the SEC had launched an inquiry into financial institutions, investment banks and private equity firms for potential FCPA violations involving interactions with...more

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