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Financial Industry Regulatory Authority (FINRA) Yahoo!

Katten Muchin Rosenman LLP

Bridging the Weeks - April 2018 #5

J. Christopher Giancarlo, Chairman of the Commodity Futures Trading Commission, proposed reforms to enhance swaps trading and reporting, the central clearing of swaps, swaps dealers’ capital, and persons subject to mandatory...more

Robins Kaplan LLP

Your daily dose of financial news - The Brief – 7.19.16

Robins Kaplan LLP on

The Carlyle Group is staring down the barrel of a $1 billion civil lawsuit by the failed Carlyle Capital Corp.’s liquidators over the 2008 collapse of the mortgage-bond fund. The trial’s taking place in Guernsey, a British...more

Robins Kaplan LLP

Your daily dose of financial news The Brief – 2.24.16

Robins Kaplan LLP on

Wall Street’s internal watchdog, the Financial Industry Regulatory Authority (or Finra), is stepping back to take a whole-forest look at the “cultural values at more than a dozen brokerage firms,” in an effort to “understand...more

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