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Prison Realignment – A Clearer Picture

What do we do with the recently released data that approximately 60% of parolees released to counties were arrested within 12 months of leaving prison? This confirms that rather than seeing a decrease, recidivism rates have,...more

A Must Read: FINRA’s 2014 Exam Priorities

FINRA did not wait for any dust (or snow) to settle on the New Year before alerting the brokerage industry and the public about its regulatory and examination priorities for 2014. This year’s letter, issued earlier than ever...more

Anti-Kickback Laws, False Claims And Recidivists

Companies which fall under the enforcement axe usually learn from their mistakes....more

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