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Registration Conflicts of Interest

Bracewell LLP

SEC Revokes Firm Registration and Bars Municipal Advisor Following Court Sanctions

Bracewell LLP on

On June 29, 2018 Judge Halil Suleyman Ozerden of the Southern District of Mississippi entered judgments against Malachi Financial Products, Inc., and its president and sole shareholder, Porter B. Bingham, for alleged...more

Carlton Fields

Private Equity: The Next Wave of SEC Enforcement Actions?

Carlton Fields on

Ever since the Dodd-Frank Wall Street Reform and Consumer Protection Act required many investment advisers to private equity funds to register with the SEC for the first time, fund managers knew that additional scrutiny might...more

Winthrop & Weinstine, P.A.

Guidelines For Corporate Political Activity In Minnesota

In this publication: Lobbyist Registration - - Lobbying Defined. - Definition Of Lobbyist - Lobbyist Registration Lobbyist Report And Record Keeping - - Periodic Lobbyists Reports - Information...more

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