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McManis Faulkner

Looks Phishy? It Probably Is: Tech Safety During The COVID-19 Outbreak

McManis Faulkner on

These are truly unprecedented times. With the coronavirus outbreak, most of the nation is sheltering in place, and only essential businesses remain open. Even just a few months ago, if you had mentioned “global pandemic,”...more

Burr & Forman

FINRA’s 2017 Regulatory & Exam Priorities

Burr & Forman on

On January 4, new President and CEO Richard Cook issued FINRA’s Annual Regulatory and Examination Priorities Letter. This year’s list in summary is: New for 2017: Targeted electronic off-site reviews “on select...more

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