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Third-Party Compliance Third-Party Risk

Thomas Fox - Compliance Evangelist

One Month to More Effective Written Standards: Day 17 – Policies for Third-Parties

As every compliance practitioner is well aware, third-parties still present the highest risk under the FCPA. The DOJ 2023 ECCP devotes an entire prong to third-party management. It begins with the following: A well-designed...more

Society of Corporate Compliance and Ethics...

[Webinar] Third Party Due Diligence in LATAM - January 19th, 12:00 pm - 1:30 pm CT

Learning objectives: - The importance of third-party due diligence - Challenges of third-party due diligence in LATAM - How to establish a proper due diligence process: key steps, identifying risk based categories. ...more

Thomas Fox - Compliance Evangelist

2021 WME Awards: Part 3 – Third Party Risk Management

The Ethisphere 2021 World’s Most Ethical (WME) companies awards and reports are out. Over the next few posts, I will be examining these reports and information. We will look at three reports issued in conjunction with the...more

Balch & Bingham LLP

Third-Party Risk Management for Financial Institutions: Reassessing Risk in Light of COVID-19

Balch & Bingham LLP on

As part of an effective third-party risk management program, financial institutions should perform ongoing monitoring of the third-party relationship, including review of audited financial statements and risk assessments,...more

Thomas Fox - Compliance Evangelist

Day 17 of One Month to More Effective Continuous Improvement-Financial Health Monitoring

Continuous improvement can take many ways, shapes and forms. Typically, when it comes to third-party risks, a Chief Compliance Officer (CCO) or compliance professional will consider the ownership structure to see if there is...more

The Volkov Law Group

Due Diligence Basics – Beneficial Ownership

The Volkov Law Group on

I hate to be the harbinger of bad news; that is against my nature; I am naturally an optimistic person. As I always say, there are solutions to every problem....more

The Volkov Law Group

When Diligence is Not Given its “Due”

The Volkov Law Group on

I find myself quibbling with compliance terms – hyper focus on small issues is not a positive trait. I often urge clients and colleagues to focus on issue of more significance and leave the smaller ones for another day....more

NAVEX

[Webinar] How do I Demonstrate the Advantages of an Automated Third Party Due Diligence System to Senior Leadership? - July 8th,...

NAVEX on

Join NAVEX Global and a group of your peers for a short session where we’ll answer your questions and share solutions about third party due diligence and risk management software....more

NAVEX

2015 Ethics & Compliance Third Party Risk Management Benchmark Report

NAVEX on

Organizations are still coming to terms with the breadth and depth of their third party risk. An effective third party risk management program is in the interest of all organization —regardless of their size, industry, and...more

Thomas Fox - Compliance Evangelist

FCPA Compliance and Ethics Report-Episode 169-the First Mailbag Issue

In this inaugural Mailbag Episode, I field questions from an earlier podcast on the training of third parties under the FCPA. ...more

NAVEX

Implementing an Effective Third Party “Audit” Program

NAVEX on

Explore new approaches to third party audits for a more effective, risk-aligned third party risk management program.    Compliance officers have been insisting on (and should continue to insist on) including third party...more

Thomas Fox - Compliance Evangelist

Supply Chain as a Source of Compliance Innovation

On this day we celebrate the greatest upset in the history of the NCAA Basketball Tournament, when Villanova beat Georgetown for the 1985 national championship. Georgetown was the defending national champion and had beaten...more

Dorsey & Whitney LLP

Anti-Bribery and Corruption Compliance Practices

Dorsey & Whitney LLP on

Compliance Week published its 2014 Anti-Bribery and Corruption Benchmarking Report, a survey of over 180 executives involved in ethics and FCPA compliance and internal audit. The Survey focused on risk, dealing with third...more

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