News & Analysis as of

White Collar Crimes Corporate Fines

Eversheds Sutherland (US) LLP

Enforcement appears as messages disappear: The perils of personal and ephemeral messaging

On December 17, 2021, a financial institution agreed to pay $200 million in fines to the Securities and Exchange Commission and Commodities Futures Trading Commission for allowing employees to discuss business on their...more

Robins Kaplan LLP

Your Daily Dose of Financial News

Robins Kaplan LLP on

Big tech (including Facebook, Google [theoretically], and Twitter) is heading back to the Hill (with @jack pulling double-duty, because that’s how he rolls). Here’s what to expect today based on their prepared testimony....more

Bradley Arant Boult Cummings LLP

DOJ Announces New Policy about “Piling On” and Discusses the Role of Compliance in Corporate Enforcement - Government Enforcement...

In a pair of recent speeches, Deputy Attorney General Rod Rosenstein announced a new Department of Justice (DOJ) policy aimed at encouraging coordination among DOJ and other enforcement agencies and avoiding “unfair...more

Dechert LLP

US Department of Justice Announces New Corporate Enforcement Penalty Policy

Dechert LLP on

In a speech at the New York City Bar White Collar Crime Institute on May 9, 2018, Deputy Attorney General Rod Rosenstein announced a new U.S. Department of Justice (DOJ) policy designed to encourage coordination among law...more

Orrick, Herrington & Sutcliffe LLP

Till Steinvorth Discusses Landmark German Court Ruling on Compliance

Till Steinvorth, a member of Orrick’s Antitrust & Competition team in Düsseldorf, spoke with Global Investigations Review regarding a recent ruling from the German Federal Court of Justice on corporate fines. The court ruled...more

Bass, Berry & Sims PLC

FCPA: 2016 Year in Review & 2017 Enforcement Predictions

Bass, Berry & Sims PLC on

Bass, Berry & Sims announces the release of its "FCPA: 2016 Year in Review & 2017 Enforcement Predictions," a review of trends and developments in FCPA as well as a look ahead into what to expect for 2017. The newly released...more

Troutman Pepper

Executives Beware: The DOJ and SEC Have Set Their Sights on Individual Wrongdoing

Troutman Pepper on

The DOJ’s Yates Memo makes individual prosecutions a higher priority and makes a company’s own identification of potentially culpable individuals an explicit factor in assessing cooperation credit....more

Burr & Forman

DOJ Focuses on Individuals in Corporate Wrongdoing

Burr & Forman on

United States Deputy Attorney General Sally Q. Yates issued a September 9 memo directing increased focus on individual culpability in matters of corporate wrongdoing. The memo highlights six policy directives – some existing,...more

Thomas Fox - Compliance Evangelist

Farewell to a First and a Change in FCPA Investigative Focus

Moses Malone died yesterday. I do not often have the chance to celebrate a true first but Malone was a true first. The first high school basketball player to go from high school to professional basketball, when he was drafted...more

The Volkov Law Group

The True Impact of DOJ’s Individual Prosecution Memo

The Volkov Law Group on

The Justice Department can surprise you – the release of the Yates Memo, as it is commonly referred to since it takes on the name of the Deputy Attorney General (e.g. McNulty Memo), is another strange example of DOJ...more

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