31 Days to Effective Compliance Program: Day 15 - Monitoring and Improving Internal Controls
AI Today in 5: January 15, 2026, The AI for IA Edition
FCPA Compliance Report: The Role of AI and Data Analytics in Compliance: Preview of The Leading Edge with Roxanne Bras Petraeus and Andrew McBride
Daily Compliance News: January 15, 2026, The Do You Need a Second CCO Edition
31 Days to a More Effective Compliance Program: Day 14 - Internal Controls
Great Women in Compliance: When Women Speak Up: Gender, Whistleblowing and Retaliation
AI Today in 5: January 14, 2026, The Apple Folds Edition
Compliance into the Weeds: The Department of Retribution
Daily Compliance News: January 14, 2026, The Ghost of Odebrecht Edition
31 Days to a More Effective Compliance Program: Day 13 - Policies and Procedures
AI Today in 5: January 13, 2026, The Ethical AI in Africa Edition
Financial Responsibilities in the Surplus Lines Market — Surplus Lines 360
Innovation in Compliance: The Strategic Evolution of Compliance - Insights from Angie McPhail
Daily Compliance News: January 13, 2026, The Don’t Be a FED Chair Edition
31 Days to a More Effective Compliance Program: Day 12 - The Importance and Construction of a Corporate Code of Conduct
All Things Investigations: Navigating Compliance Challenges in Venezuela’s Energy Sector
AI Today in 5: January 12, 2026, The Turning Comms into Compliance Edition
FCPA Compliance Report: Going into Venezuela, Navigating the Corruption Risks, a Conversation with Matt Ellis
Daily Compliance News: January 12, 2026, The Corruption is Free Speech Edition
31 Days to Effective Compliance Program: Day 11 - Moving Compliance Down into an Organization
Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more
For startup founders seeking to reduce their potential tax exposure through a Section 83(b) election, timing matters. ...more
In recent years, climate change litigation has begun to impact an increasingly diverse range of businesses and their directors and officers. This trend has been highlighted in The Grantham Research Institute’s 2025 Report on...more
While the pace of amendments and rule changes from the US Securities and Exchange Commission (SEC) slowed in 2025 with the change in presidential administration and the appointment of new SEC Chair Paul S. Atkins...more
Private equity investment in the UK legal sector continues to grow. In this article, we consider the opportunity from the perspective of the private equity investor and that of the law firm, examine some of the challenges of...more
In late December 2025, the Tennessee Department of Revenue (the Department) posted Revenue Ruling #25-10, which concluded that the Tennessee business tax does not apply to Bitcoin teller machines, citing Business Tax...more
The Beneficial Ownership Amendment Act 2025 came into effect on 30 December 2025, introducing changes to the Beneficial Ownership Act 2025 (the “Act”); these changes are as follows....more
New York has taken a significant step toward reshaping its consumer and market-protection framework with the enactment of the Fostering Affordability and Integrity through Reasonable (FAIR) Business Practices Act....more
The Corporate Transparency Act (the “CTA” or the “Act”) has dropped off of most people’s radar, perhaps prematurely. Although December 2025 was not the CTA roller coaster that December 2024 was, it still provided some...more
A proposed California ballot initiative – “The 2026 Billionaire Tax Act” (also known as Initiative 25-0024) – has been getting a lot of attention, and it could have implications for business valuations, capital structures and...more
On January 14, 2026, the Federal Trade Commission (FTC) released increased jurisdictional thresholds, filing fee thresholds, and filing fee amounts for merger notifications made pursuant to the Hart-Scott-Rodino Antitrust...more
Venture and private equity funds and other investors that own equity securities of public companies may have numerous Securities and Exchange Commission (SEC) filing requirements – including filings based on the size of the...more
When signed into law on March 1, 2024, the New York LLC Transparency Act (NYLTA) would have required Beneficial Ownership Disclosure (BOD) reports or Exemption Attestations from each and every limited liability company (LLC)...more
Global private equity (PE) activity is gaining momentum as market stability returns. After a period of volatility, investors in the US, Europe, and Asia have grown more confident operating within today’s macroeconomic...more
On January 14, 2026, the Federal Trade Commission announced the 2026 annual statutory adjustments to the Hart-Scott-Rodino Act (HSR) thresholds. These thresholds govern which transactions are subject to the HSR Act’s...more
In a win for Wiley’s client, the United States District Court for the District of Wyoming, applying Wyoming law, held that an insured versus insured (“IvI”) exclusion barred coverage for an entire class action proceeding...more
Consolidation among real estate investment managers has long been a feature of the market. What distinguishes the current landscape is the breadth of market participants and range of strategic objectives and deal structures...more
For many years, it was commonly accepted that the corporation law of the State of Delaware was more “modern” or “advantageous” to corporations than the corporation law of most other states. In 1975, however, the General...more
The Lanham Act establishes several grounds for businesses to pursue litigation against competitors and other parties that are misusing their trademarks and engaging in other forms of false and misleading advertising. When a...more
Welcome to 31 Days to a More Effective Compliance Program. Over this 31-day series in January 2026, Tom Fox will post a key component of a best-practice compliance program each day. By the end of January, you will have enough...more
Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the AI Today In...more
Today, we have a special edition of the FCPA Compliance Report, previewing speakers and presentations at the upcoming Compliance Week event, The Leading Edge: Applying AI and Data Analytics in E&C, to be held at The Westin...more
As required by the HSR Act, on January 14, 2026, the U.S. Federal Trade Commission (“FTC”) released its annual adjustments to the reporting thresholds and filing fees. The key number to remember is now $133.9 million. ...more
Under Regulation D Rule 506(c) of the Securities Act of 1933, private funds may generally solicit and advertise their offerings, but all purchasers must be verified as accredited investors before being allowed to invest. ...more
On 19 September 2025, the Hong Kong Insurance Authority (Insurance Authority) issued a revised Guideline 34 on Governance and Management of Fund(s) of Participating Business (GL34), setting out expectations for sound and...more