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Thomas Fox - Compliance Evangelist

Daily Compliance News: May 11, 2026, The Tainted by Corruption or Collusion Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more

Thomas Fox - Compliance Evangelist

Sunday Book Review: May 10, 2026, The Top Books on AI Governance Edition

In the Sunday Book Review, Tom Fox considers books that would interest compliance professionals, business executives, or anyone curious. It could be books about business, compliance, history, leadership, current events, or...more

Mayer Brown

CFPB Issues Final Section 1071 Rule on Small Business Lending Data Collection

Mayer Brown on

On May 1, 2026, the Consumer Financial Protection Bureau (“CFPB” or “Bureau”) issued its final rule substantially revising subpart B of Regulation B, which implements section 1071 of the Dodd-Frank Wall Street Reform and...more

Alston & Bird

SEC Proposes Optional Semiannual Reporting Framework for Public Companies

Alston & Bird on

Our Securities Group examines the Securities and Exchange Commission’s proposal to give public companies greater flexibility in how often they report financial results, offering an alternative framework that could reduce...more

Polsinelli

SEC Increases Qualified Client Thresholds for Performance Fee Arrangements

Polsinelli on

Key Takeaways: The SEC has increased the qualified client thresholds under Rule 205-3 effective June 29, 2026, raising the assets-under-management test to $1.4 million and the net worth test to $2.7 million. The changes...more

Kilpatrick

SEC Proposes Semiannual Reporting Option for Public Companies

Kilpatrick on

On May 5, 2026, the Securities and Exchange Commission announced  proposed rule and form amendments that would allow public companies the option to satisfy their interim reporting obligations under federal securities laws by...more

Sheppard

CFPB Finalizes Slimmed-Down Section 1071 Small Business Lending Rule

Sheppard on

On May 1, the CFPB finalized a substantially revised Section 1071 rule, which implements the small business lending data collection and reporting requirements under the Equal Credit Opportunity Act (ECOA) and Regulation B, as...more

Fenwick & West LLP

Securities Law Update - May 2025

Fenwick & West LLP on

Welcome to the latest edition of Fenwick’s Securities Law Update. This issue contains updates and important reminders on the following topics...more

Holland & Knight LLP

Regulation S-P Amendments: Compliance Deadline Approaching for "Smaller Entities"

Holland & Knight LLP on

The June 3, 2026, deadline for "smaller entities" to comply with the 2024 amendments to U.S. Securities and Exchange Commission (SEC) Regulation S-P is fast approaching. This Holland & Knight alert provides a brief overview...more

Thomas Fox - Compliance Evangelist

AI in Healthcare: Five Healthcare AI Stories You Need to Know This Week – May 8, 2026

Welcome to AI in Healthcare in 5 Stories. This podcast is a Weekly Briefing of the five most important AI developments shaping healthcare, medicine, and life sciences. Each week, Tom Fox breaks down the latest stories on...more

Goodwin

UK Employee Share Plans: 6th of July HMRC Reporting Deadline - May 2026

Goodwin on

Companies that award shares, options, or other securities to UK employees, directors, or officeholders need to be aware of the 6 July deadline to submit an employment related securities (ERS) annual return to HM Revenue &...more

McNees Wallace & Nurick LLC

What business owners should know about divorce, taxes, and business records

If you are a business owner or the spouse of a business owner considering divorce, the conclusion of tax season is a good time to review strategy with a family law lawyer, as well as with your tax advisor, accountant, and...more

Clark Hill PLC

Capitalization, Equity, and Structuring Your Startup

Clark Hill PLC on

Building a startup isn’t just about product and growth—it’s about getting the legal and financial foundation right from day one. This guide highlights the critical early decisions founders make around capitalization, equity,...more

BCLP

The Draft EU Merger Guidelines - Key Takeaways for Dealmakers

BCLP on

On 30 April 2026, the European Commission released its much awaited draft merger guidelines (“Draft Guidelines”). The Draft Guidelines are intended to replace two current and dated guidance documents: the Commission’s...more

Thomas Fox - Compliance Evangelist

Pod and Port: Podcasting, Social Media and Yacht Rock - From Vanity Metrics to Attribution: Creator Marketing Takeaways and a...

In Pod & Port: Podcasting, Social Media and Yacht Rock, Tom Fox and Jeff Dwoskin explore a major shift in how creators, marketers, podcasters, and business owners should think about Instagram: it is no longer just a closed...more

Cogency Global

Considerations for Filing Corporate Documents Online

Cogency Global on

What began as an alternative to paper has become the preferred method. In a growing number of states, it is the only method available. For businesses, their legal advisors, and their financial professionals, understanding how...more

Womble Bond Dickinson

Net Working Capital (NWC) in M&A: The Quiet Concept That Moves the Purchase Price

Womble Bond Dickinson on

In almost every middle-market deal, net working capital (“NWC”) is the quiet line item that can swing real dollars at closing and months later—yet it’s also one of the least intuitive concepts for founder-owned and closely...more

BCLP

SEC Proposes Option for Semiannual Reporting by Public Companies

BCLP on

On May 5, 2026, the SEC proposed amendments to allow public companies to file interim reports on a semiannual basis instead of quarterly. Key features would include...more

Cooley LLP

SEC Exemptive Order Halves Minimum Tender Offer Period for Negotiated All-Cash Transactions

Cooley LLP on

Acquirors of public company targets in negotiated, all-cash acquisitions can now complete a transaction on the 11th business day following the commencement of a tender offer. This can shorten the closing timetable for certain...more

The Volkov Law Group

Operationalizing DOJ Expectations — Fair, Timely, and Accountable Investigations (Part II of II)

The Volkov Law Group on

In Part I, we outlined how organizational justice aligns with DOJ expectations. The next step is execution—building systems that deliver fairness consistently. The DOJ evaluates whether companies investigate misconduct...more

Offit Kurman

New Jersey Finalizes ABC Test Rule: A Measured Retreat, Not a Reset

Offit Kurman on

After more than a year of delay and unusually forceful opposition from the business community, the New Jersey Department of Labor has adopted final regulations implementing the state’s “ABC” test for worker classification....more

McDermott Will & Schulte

The tax treatment of tariff refunds for inventory

Following the Supreme Court of the United States’ decision invalidating most tariffs imposed under the International Emergency Economic Powers Act of 1977, many companies expect to receive tariff refunds with respect to...more

Dickinson Wright

How to Apply for a Beer Permit in Nashville, TN

Dickinson Wright on

If you are starting a hospitality business and want to sell beer, you will need to understand the ins and outs of obtaining a beer permit. Getting a beer permit is complicated because the sale and distribution of beer are...more

Davidoff Hutcher & Citron LLP

Venting, Grease Traps, and Noisy Neighbors

Every restaurant needs to cook, and cooking produces exhaust, grease, and noise. In New York City, the mechanical systems that handle these byproducts—venting, grease traps, and sound attenuation—are among the most expensive,...more

Vinson & Elkins LLP

Two Good to Be True? The SEC Proposes Optional Semiannual Reporting

Vinson & Elkins LLP on

On May 5, 2026, the SEC proposed to provide public companies the option of filing interim reports semiannually on new Form 10-S instead of quarterly on Form 10-Q....more

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