Sunday Book Review: February 8, 2026, The Books on Creativity Edition
AI Today in 5: February 6, 2026, The Trillion $$ Wipeout Edition
From the Editor’s Desk: CW AI Conference Insights: Navigating the Practical Use of AI in Compliance
Daily Compliance News: February 6, 2026, The Chief BS Officer Edition
AI Today in 5: February 5, 2026, The Google Goes for the Jugular Edition
Daily Compliance News: February 5, 2026, This Job Sucks Edition
Great Women in Compliance: GWIC 300 - The GWICies
AI Today in 5: February 4, 2026, The SaaSpocalypse Edition
Compliance into the Weeds: The Reality of AI Adoption in Corporate Compliance
Daily Compliance News: February 4, 2026, The Trump Shakesdown Japan Edition
Innovation in Compliance: Insights on FCPA and Anti-Corruption Enforcement Trends with Anik Shah
AI Today in 5: February 3, 2026, The AI Undergrad Degree Edition
Daily Compliance News: February 3, 2026, The Pizza Hut and Compliance Edition
AI Today in 5: February 2, 2026, The On Thin Ice Edition
FCPA Compliance Report: Navigating Security Threats In Venezuela with Marc Duncan - A Comprehensive Approach to Risk Management
Daily Compliance News: February 2, 2026, The Only 8 Cups of Coffee Per Day Edition
Sunday Book Review: February 1, 2026, The Top Books on Whistleblowers Edition
31 Days to a More Effective Compliance Program: Day 31 - Leveraging RCA for Effective Compliance
31 Days to a More Effective Compliance Program: Day 30 - The Foreign Extortion Prevention Act
2 Gurus Talk Compliance - Episode 69 - The Wind Kristy Up Edition
The UK Financial Conduct Authority (FCA) has published consultation paper CP26/5 on the evolution of its sustainability disclosure rules for listed companies, following the government's draft UK Sustainability Reporting...more
The Financial Services and Markets Act 2000 (Regulated Activities) (Providing Targeted Support) (Amendment) Order 2026 was laid before UK Parliament and published with an explanatory memorandum. The instrument, following the...more
The Fraud Section of the U.S. Department of Justice’s (DOJ) Criminal Division released its 2025 Year in Review, highlighting a historic year of white-collar enforcement....more
In the early days of 2026, you can’t open your internet browser, check the news or talk to a neighbor without hearing the word tokenization. To some, it’s the dawn of a new era, the convergence of new and efficient technology...more
On January 26, 2026, The Nasdaq Stock Market (Nasdaq) filed a rule proposal with the Securities and Exchange Commission (SEC) that would permit the immediate suspension and delisting of a company listed on the Nasdaq Global...more
The Mutual Funds (Amendment) Bill, 2026 (Mutual Funds (Amendment) Bill) and Private Funds (Amendment) Bill, 2026 (Private Funds (Amendment) Bill) (the Mutual Funds (Amendment) Bill and the Private Funds (Amendment) Bill...more
On Jan. 29, the U.S. Senate Agriculture Committee voted along party lines to advance a cryptocurrency market structure bill that would grant the Commodity Futures Trading Commission (CFTC) regulatory authority over digital...more
As the significance of ESG ratings has grown materially with investors channelling more capital towards sustainable investments, the UK government is bringing providers of ESG ratings within the scope of financial services...more
Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the AI Today In...more
Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this episode, host Tom Fox welcomes Anik Shah, the Global Director of Anti-Bribery and Anti-Corruption Compliance at Sandisk,...more
Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more
In the Sunday Book Review, Tom Fox considers books that would interest compliance professionals, business executives, or anyone curious. It could be books about business, compliance, history, leadership, current events, or...more
The European Banking Authority (EBA) has published its draft single programming document (SPD) for 2027–2029, outlining its strategic priorities and resource needs over the three‑year period. The EBA confirms it will focus on...more
New UK Securities Offering Regime Comes Into Force - On 19 January, the UK’s new regime for offers of securities, the Public Offers and Admissions to Trading Regulations 2024 (POATRs) and the UK Financial Conduct...more
The House of Commons Treasury Committee has published a letter (dated 21 January) from Nikhil Rathi, the Chief Executive of the UK Financial Conduct Authority (FCA), responding to the Committee's outstanding questions from...more
The FCA’s launch of its inaugural Enforcement Watch newsletter provides fresh visibility into the regulator’s enforcement caseload, priorities and approach. Coupled with the High Court’s recent two-part judgment endorsing the...more
On January 29, 2026, the SEC and CFTC jointly announced Project Crypto, transforming what had been an internal SEC initiative launched in 2025 into a landmark inter-agency collaboration to unify digital asset regulation in...more
In January 2026, there were three Rule 2.7 announcements made across the UK public M&A market and nine further possible offers announced. Firm Offers announced this month: • Recommended cash offer by VertiGIS Ltd for...more
Major investors are increasingly using AI to decide how to vote proxies, and JPMorgan’s industry-first decision to replace its external proxy advisors with an in-house AI tool signals that the trend is accelerating....more
On December 19, 2025, the Market Participants Division (“MPD”) of the Commodities Futures Trading Commission (“CFTC”) issued No-Action Letter No. 25-50, granting interim relief for certain commodity pool operators (“CPOs”)...more
On January 28, 2026, the Securities and Exchange Commission's ("SEC") Divisions of Corporation Finance, Investment Management, and Trading and Markets (collectively, the "Staff") issued a statement (the "Statement") providing...more
On January 28, 2026, the staff of the Division of Corporation Finance, the Division of Investment Management, and the Division of Trading and Markets of the US Securities and Exchange Commission (collectively, the SEC staff)...more
Last week, Wells Fargo’s Wealth & Investment Management announced it had launched an internal proxy voting service – powered by Broadridge – and would cut ties to ISS in the process as noted in this Reuters article....more
The State of New York is once again taking Policy 103 Exemption Applications from municipal bond issuers and will pursue enforcement actions against issuers that fail to comply with timely filing of their applications, ending...more